We are live on ! Find out more
BHWM

Bay Harbor Wealth Management Portfolio holdings

AUM $434M
1-Year Est. Return 18.95%
This Fund
S&P 500
This Quarter Est. Return
+1.21%
1 Year Est. Return
+18.95%
3 Year Est. Return
+47.94%
5 Year Est. Return
+39.16%
10 Year Est. Return
–
AUM
$167M
AUM Growth
+$6.06M
Cap. Flow
+$4.66M
Cap. Flow %
2.78%
Top 10 Hldgs %
51.5%
Holding
416
New
32
Increased
74
Reduced
116
Closed
23

Top Buys

Rank Stock Value
1
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$3.33M
2
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$3M
3
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$1.71M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.68M
5
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$1.67M

Top Sells

Rank Stock Value
1
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$2.22M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$1.99M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.71M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$1.11M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$837K

Sector Composition

Rank Sector Weight
1 Technology 2.41%
2 Financials 2.25%
3 Energy 1.39%
4 Healthcare 1.31%
5 Communication Services 1.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
51
ExxonMobil
XOM
$644B
$454K 0.27%
6,677
+972
+17% +$70.3K
GWX icon
52
State Street SPDR S&P International Small Cap ETF
GWX
$856M
$439K 0.26%
14,941
-1,409
-9% -$41.2K
MDY icon
53
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$436K 0.26%
1,236
-1,173
-49% -$411K
TLT icon
54
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$415K 0.25%
+2,899
New +$403K
VZ icon
55
Verizon
VZ
$195B
$413K 0.25%
6,861
-206
-3% -$11.9K
ABBV icon
56
AbbVie
ABBV
$443B
$397K 0.24%
5,345
+558
+12% +$38.3K
AOR icon
57
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.66B
$397K 0.24%
8,616
+4
+0% +$183
DUK icon
58
Duke Energy
DUK
$97.8B
$385K 0.23%
3,969
-107
-3% -$9.74K
BP icon
59
BP
BP
$116B
$378K 0.23%
10,232
+821
+9% +$31.3K
CM icon
60
Canadian Imperial Bank of Commerce
CM
$108B
$371K 0.22%
9,128
+3,512
+63% +$138K
PM icon
61
Philip Morris
PM
$297B
$368K 0.22%
4,763
-1,078
-18% -$85.4K
D icon
62
Dominion Energy
D
$60.8B
$353K 0.21%
4,354
-683
-14% -$52.8K
BCE icon
63
BCE
BCE
$20.2B
$347K 0.21%
7,149
-171
-2% -$8K
KO icon
64
Coca-Cola
KO
$377B
$339K 0.2%
6,285
-1,270
-17% -$68K
MMM icon
65
3M
MMM
$90.9B
$337K 0.2%
2,628
– –
GSK icon
66
GSK
GSK
$104B
$328K 0.2%
6,211
-157
-2% -$8.08K
HEDJ icon
67
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.83B
$326K 0.19%
9,690
-358
-4% -$11.8K
OUSA icon
68
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$748M
$321K 0.19%
9,234
-333
-3% -$11.5K
BRK.B icon
69
Berkshire Hathaway Class B
BRK.B
$1.1T
$315K 0.19%
1,522
– –
PFE icon
70
Pfizer
PFE
$143B
$312K 0.19%
9,165
+6,271
+217% +$228K
IJH icon
71
iShares Core S&P Mid-Cap ETF
IJH
$122B
$302K 0.18%
7,800
-250
-3% -$9.61K
SPEM icon
72
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.2B
$301K 0.18%
8,780
-31,949
-78% -$1.11M
FLRN icon
73
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.08B
$293K 0.18%
9,515
-329
-3% -$10.1K
NVDA icon
74
NVIDIA
NVDA
$4.86T
$283K 0.17%
61,480
-3,320
-5% -$14K
MSFT icon
75
Microsoft
MSFT
$3.45T
$281K 0.17%
2,047
-18
-0.9% -$2.48K
1 2
3
4 5

Similar funds

FGP
Foyston, Gordon, & Payne Toronto, Ontario, Canada $434M AUM 9.09% 1-Year Est. Return
HCM
Horiko Capital Management New York $434M AUM 47.96% 1-Year Est. Return
GS
Gagnon Securities New York $433M AUM 29.08% 1-Year Est. Return
IA
Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return
PAMS
Pinpoint Asset Management (Singapore) Singapore $433M AUM 32.19% 1-Year Est. Return
SSWG
Seven Springs Wealth Group Brentwood, Tennessee $432M AUM 23% 1-Year Est. Return
JWM
JPL Wealth Management Highlands Ranch, Colorado $435M AUM 16.48% 1-Year Est. Return
GDS
Gimbel Daniel Scott $435M AUM 78.68% 1-Year Est. Return

Bay Harbor Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Bay Harbor Wealth Management held 416 positions worth $167M, up 3.8% from $161M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Bay Harbor Wealth Management's Q3 2019 filing shows 32 new, 74 increased, 116 reduced and 23 closed positions. Its largest new stake was State Street Communication Services Select Sector SPDR ETF: 34,191 shares worth $1.69M. The largest sale was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, an estimated $2.22M.

By sector, the portfolio is most concentrated in Technology at 2.4% of assets, up from 2.4% a quarter earlier, followed by Financials and Energy.

  • Bay Harbor Wealth Management's largest Q3 2019 buy was State Street Communication Services Select Sector SPDR ETF: 34,191 shares worth $1.69M.
  • Bay Harbor Wealth Management added most to State Street DoubleLine Total Return Tactical ETF in Q3 2019, an estimated $3.33M increase.
  • Bay Harbor Wealth Management's biggest Q3 2019 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $1.99M.
  • Bay Harbor Wealth Management fully exited State Street SPDR Portfolio Intermediate Term Corporate Bond ETF in Q3 2019, selling an estimated $2.22M.
  • Bay Harbor Wealth Management's ten largest holdings make up 52% of its $167M portfolio in Q3 2019.
  • Bay Harbor Wealth Management opened 32 new positions and closed 23 in Q3 2019.
  • Bay Harbor Wealth Management's portfolio value rose 3.8% quarter-over-quarter to $167M.

Based on Bay Harbor Wealth Management's 13F filing for Q3 2019, filed 15 Oct 2019.