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BHWM

Bay Harbor Wealth Management Portfolio holdings

AUM $434M
1-Year Est. Return 18.95%
This Fund
S&P 500
This Quarter Est. Return
-3.78%
1 Year Est. Return
+18.95%
3 Year Est. Return
+47.94%
5 Year Est. Return
+39.16%
10 Year Est. Return
–
AUM
$238M
AUM Growth
-$7.42M
Cap. Flow
+$1.84M
Cap. Flow %
0.77%
Top 10 Hldgs %
64.3%
Holding
182
New
15
Increased
57
Reduced
43
Closed
19

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$5.32M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.12M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.69M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.48M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$1.94M

Top Sells

Rank Stock Value
1
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$4.53M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$2.49M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$2.3M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$2.28M
5
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$2.17M

Sector Composition

Rank Sector Weight
1 Technology 0.52%
2 Consumer Discretionary 0.3%
3 Healthcare 0.24%
4 Financials 0.2%
5 Communication Services 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOVT icon
26
iShares US Treasury Bond ETF
GOVT
$43.6B
$1.94M 0.82%
87,997
-201,089
-70% -$4.53M
IVW icon
27
iShares S&P 500 Growth ETF
IVW
$77.5B
$1.88M 0.79%
+27,393
New +$1.94M
LQD icon
28
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$1.81M 0.76%
+17,750
New +$1.87M
DFCF icon
29
Dimensional Core Fixed Income ETF
DFCF
$10.9B
$1.77M 0.74%
43,855
+6,663
+18% +$275K
TIP icon
30
iShares TIPS Bond ETF
TIP
$14.5B
$1.31M 0.55%
+12,627
New +$1.34M
IJH icon
31
iShares Core S&P Mid-Cap ETF
IJH
$126B
$1.07M 0.45%
+21,295
New +$1.12M
VGT icon
32
Vanguard Information Technology ETF
VGT
$148B
$1.04M 0.44%
19,960
– –
IFRA icon
33
iShares US Infrastructure ETF
IFRA
$4.62B
$842K 0.35%
22,875
+74
+0.3% +$2.88K
DFAE icon
34
Dimensional Emerging Core Equity Market ETF
DFAE
$9.65B
$795K 0.33%
35,216
+4,982
+16% +$117K
EMB icon
35
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$641K 0.27%
7,762
+148
+2% +$12.6K
SOXX icon
36
iShares Semiconductor ETF
SOXX
$48.9B
$330K 0.14%
2,082
– –
IETC icon
37
iShares US Tech Independence Focused ETF
IETC
$717M
$312K 0.13%
5,847
– –
AOM icon
38
iShares Core Moderate Allocation ETF
AOM
$1.77B
$298K 0.13%
7,656
-10
-0.1% -$400
VIG icon
39
Vanguard Dividend Appreciation ETF
VIG
$114B
$266K 0.11%
1,703
– –
VCR icon
40
Vanguard Consumer Discretionary ETF
VCR
$6.3B
$256K 0.11%
949
– –
TSLA icon
41
Tesla
TSLA
$1.3T
$244K 0.1%
975
+63
+7% +$16.2K
SPY icon
42
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$213K 0.09%
498
-1
-0.2% -$445
DFAR icon
43
Dimensional US Real Estate ETF
DFAR
$1.78B
$211K 0.09%
10,797
+1,295
+14% +$27.5K
AAPL icon
44
Apple
AAPL
$4.5T
$199K 0.08%
1,163
+13
+1% +$2.38K
GOOGL icon
45
Alphabet (Google) Class A
GOOGL
$4.64T
$184K 0.08%
1,408
+30
+2% +$3.88K
AOA icon
46
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
$168K 0.07%
2,644
+14
+0.5% +$920
SPAB icon
47
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.77B
$167K 0.07%
6,878
– –
MSFT icon
48
Microsoft
MSFT
$3.69T
$158K 0.07%
500
-742
-60% -$245K
AOK icon
49
iShares Core Conservative Allocation ETF
AOK
$797M
$130K 0.05%
3,817
-1,154
-23% -$40.2K
AMZN icon
50
Amazon
AMZN
$2.99T
$117K 0.05%
922
+13
+1% +$1.74K
1
2
3 4 5

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Bay Harbor Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, Bay Harbor Wealth Management held 182 positions worth $238M, down 3% from $245M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Bay Harbor Wealth Management's Q3 2023 filing shows 15 new, 57 increased, 43 reduced and 19 closed positions. Its largest new stake was iShares Treasury Floating Rate Bond ETF: 105,110 shares worth $5.33M. The largest sale was iShares US Treasury Bond ETF, an estimated $4.53M.

By sector, the portfolio is most concentrated in Technology at 0.52% of assets, down from 0.65% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Bay Harbor Wealth Management's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 105,110 shares worth $5.33M.
  • Bay Harbor Wealth Management added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $5.12M increase.
  • Bay Harbor Wealth Management's biggest Q3 2023 reduction was iShares US Treasury Bond ETF, cutting an estimated $4.53M.
  • Bay Harbor Wealth Management fully exited iShares 10-20 Year Treasury Bond ETF in Q3 2023, selling an estimated $2.17M.
  • Bay Harbor Wealth Management's ten largest holdings make up 64% of its $238M portfolio in Q3 2023.
  • Bay Harbor Wealth Management opened 15 new positions and closed 19 in Q3 2023.
  • Bay Harbor Wealth Management's portfolio value fell 3% quarter-over-quarter to $238M.

Based on Bay Harbor Wealth Management's 13F filing for Q3 2023, filed 25 Oct 2023.