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BHWM

Bay Harbor Wealth Management Portfolio holdings

AUM $434M
1-Year Est. Return 18.95%
This Fund
S&P 500
This Quarter Est. Return
-0.89%
1 Year Est. Return
+18.95%
3 Year Est. Return
+47.94%
5 Year Est. Return
+39.16%
10 Year Est. Return
–
AUM
$237M
AUM Growth
+$2.33M
Cap. Flow
+$4.69M
Cap. Flow %
1.98%
Top 10 Hldgs %
63.33%
Holding
220
New
12
Increased
45
Reduced
117
Closed
11

Top Buys

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$3.17M
2
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$2.2M
3
IXN icon
iShares Global Tech ETF
IXN
+$1.84M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$1.73M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$1.36M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.07M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.85M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.67M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$1.54M
5
ESGE icon
iShares ESG Aware MSCI EM ETF
ESGE
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 0.49%
2 Healthcare 0.27%
3 Financials 0.26%
4 Consumer Discretionary 0.22%
5 Communication Services 0.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBB icon
26
iShares MBS ETF
MBB
$38.8B
$1.83M 0.77%
16,901
+2,193
+15% +$238K
IYE icon
27
iShares US Energy ETF
IYE
$1.74B
$1.71M 0.72%
60,456
+7,400
+14% +$199K
VGT icon
28
Vanguard Information Technology ETF
VGT
$141B
$1.02M 0.43%
20,336
– –
SPYM
29
State Street SPDR Portfolio S&P 500 ETF
SPYM
$164B
$534K 0.23%
10,574
-3,472
-25% -$180K
VIG icon
30
Vanguard Dividend Appreciation ETF
VIG
$112B
$420K 0.18%
2,737
– –
TOTL icon
31
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.01B
$402K 0.17%
8,321
-7,182
-46% -$348K
AOM icon
32
iShares Core Moderate Allocation ETF
AOM
$1.76B
$386K 0.16%
8,621
-44
-0.5% -$2K
AOK icon
33
iShares Core Conservative Allocation ETF
AOK
$792M
$371K 0.16%
9,403
-323
-3% -$12.9K
IETC icon
34
iShares US Tech Independence Focused ETF
IETC
$684M
$325K 0.14%
5,833
– –
SOXX icon
35
iShares Semiconductor ETF
SOXX
$45.5B
$317K 0.13%
2,130
– –
VCR icon
36
Vanguard Consumer Discretionary ETF
VCR
$6.28B
$303K 0.13%
973
– –
SPY icon
37
State Street SPDR S&P 500 ETF Trust
SPY
$806B
$292K 0.12%
680
-42
-6% -$18.5K
TLT icon
38
iShares 20+ Year Treasury Bond ETF
TLT
$41.4B
$288K 0.12%
1,995
-45
-2% -$6.68K
RSPT icon
39
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.57B
$239K 0.1%
8,300
+410
+5% +$12.2K
TLH icon
40
iShares 10-20 Year Treasury Bond ETF
TLH
$10.8B
$239K 0.1%
+1,625
New +$245K
SPTM icon
41
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.8B
$193K 0.08%
3,634
-579
-14% -$31.5K
SPSM icon
42
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.3B
$173K 0.07%
4,069
-869
-18% -$37.2K
AOA icon
43
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.22B
$165K 0.07%
2,370
+319
+16% +$22.7K
XLK icon
44
State Street Technology Select Sector SPDR ETF
XLK
$117B
$163K 0.07%
2,180
-1,674
-43% -$129K
IHI icon
45
iShares US Medical Devices ETF
IHI
$3.37B
$162K 0.07%
2,580
-1,998
-44% -$127K
GOOGL icon
46
Alphabet (Google) Class A
GOOGL
$4.57T
$158K 0.07%
1,180
– –
EMB icon
47
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$156K 0.07%
+1,416
New +$159K
AAPL icon
48
Apple
AAPL
$4.46T
$151K 0.06%
1,070
-5
-0.5% -$736
RSP icon
49
Invesco S&P 500 Equal Weight ETF
RSP
$98.1B
$148K 0.06%
988
-134
-12% -$20.5K
SPDW icon
50
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.5B
$145K 0.06%
4,005
-2,809
-41% -$104K
1
2
3 4 5

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Bay Harbor Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Bay Harbor Wealth Management held 220 positions worth $237M, up 0.99% from $235M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Bay Harbor Wealth Management's Q3 2021 filing shows 12 new, 45 increased, 117 reduced and 11 closed positions. Its largest new stake was iShares 10-20 Year Treasury Bond ETF: 1,625 shares worth $239K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $2.07M.

By sector, the portfolio is most concentrated in Technology at 0.49% of assets, up from 0.49% a quarter earlier, followed by Healthcare and Financials.

  • Bay Harbor Wealth Management's largest Q3 2021 buy was iShares 10-20 Year Treasury Bond ETF: 1,625 shares worth $239K.
  • Bay Harbor Wealth Management added most to iShares TIPS Bond ETF in Q3 2021, an estimated $3.17M increase.
  • Bay Harbor Wealth Management's biggest Q3 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $2.07M.
  • Bay Harbor Wealth Management fully exited iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2021, selling an estimated $293K.
  • Bay Harbor Wealth Management's ten largest holdings make up 63% of its $237M portfolio in Q3 2021.
  • Bay Harbor Wealth Management opened 12 new positions and closed 11 in Q3 2021.
  • Bay Harbor Wealth Management's portfolio value rose 0.99% quarter-over-quarter to $237M.

Based on Bay Harbor Wealth Management's 13F filing for Q3 2021, filed 24 Nov 2021.