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BHWM

Bay Harbor Wealth Management Portfolio holdings

AUM $434M
1-Year Est. Return 18.95%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+18.95%
3 Year Est. Return
+47.94%
5 Year Est. Return
+39.16%
10 Year Est. Return
–
AUM
$185M
AUM Growth
+$17.9M
Cap. Flow
+$10.1M
Cap. Flow %
5.48%
Top 10 Hldgs %
51.11%
Holding
419
New
26
Increased
72
Reduced
107
Closed
44

Top Buys

Rank Stock Value
1
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$1.93M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$1.61M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.61M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.57M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.45M

Top Sells

Rank Stock Value
1
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$1.69M
2
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$1.68M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$851K
4
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$761K
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$611K

Sector Composition

Rank Sector Weight
1 Technology 2.69%
2 Financials 2.25%
3 Healthcare 1.39%
4 Communication Services 1.16%
5 Energy 1.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLV icon
26
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$1.7M 0.92%
+16,733
New +$1.61M
QUAL icon
27
iShares MSCI USA Quality Factor ETF
QUAL
$46.4B
$1.69M 0.91%
+16,721
New +$1.61M
MBB icon
28
iShares MBS ETF
MBB
$38.9B
$1.65M 0.89%
15,266
+3,165
+26% +$342K
XLF icon
29
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$1.65M 0.89%
+53,487
New +$1.57M
RWR icon
30
State Street SPDR Dow Jones REIT ETF
RWR
$1.86B
$1.51M 0.82%
14,808
-3,538
-19% -$366K
BRK.A icon
31
Berkshire Hathaway Class A
BRK.A
$1.1T
$1.36M 0.73%
4
– –
IXN icon
32
iShares Global Tech ETF
IXN
$8.32B
$1.31M 0.71%
37,392
+6,666
+22% +$219K
SIZE icon
33
iShares MSCI USA Size Factor ETF
SIZE
$428M
$1.3M 0.7%
+13,371
New +$1.25M
RSP icon
34
Invesco S&P 500 Equal Weight ETF
RSP
$97B
$1.08M 0.58%
9,297
-96
-1% -$10.7K
SPIP icon
35
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$1.02M 0.55%
35,665
-1,353
-4% -$38.6K
JPST icon
36
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$976K 0.53%
19,346
-266
-1% -$13.4K
VOO icon
37
Vanguard S&P 500 ETF
VOO
$979B
$939K 0.51%
3,176
-6
-0.2% -$1.7K
GLD icon
38
SPDR Gold Trust
GLD
$131B
$907K 0.49%
6,346
+488
+8% +$68.2K
SPEM icon
39
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.2B
$829K 0.45%
22,048
+13,268
+151% +$478K
T icon
40
AT&T
T
$159B
$654K 0.35%
22,157
-471
-2% -$13.6K
VGT icon
41
Vanguard Information Technology ETF
VGT
$139B
$646K 0.35%
+21,104
New +$604K
AOK icon
42
iShares Core Conservative Allocation ETF
AOK
$788M
$599K 0.32%
16,539
-146
-0.9% -$5.24K
SPSM icon
43
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$565K 0.31%
17,313
-1,142
-6% -$35.6K
TFC icon
44
Truist Financial
TFC
$63.3B
$565K 0.31%
10,035
+9,755
+3,484% +$528K
SPEU icon
45
State Street SPDR Portfolio Europe ETF
SPEU
$729M
$559K 0.3%
15,343
+7,422
+94% +$257K
EBND icon
46
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.26B
$529K 0.29%
18,946
-750
-4% -$20.6K
IGSB icon
47
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$526K 0.28%
9,811
-180
-2% -$9.65K
TLT icon
48
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$496K 0.27%
3,660
+761
+26% +$106K
LMBS icon
49
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$495K 0.27%
9,555
-19
-0.2% -$986
FTSL icon
50
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$493K 0.27%
10,294
-273
-3% -$13K
1
2
3 4 5

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Bay Harbor Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Bay Harbor Wealth Management held 419 positions worth $185M, up 11% from $167M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Bay Harbor Wealth Management deployed $10.1M of net new capital in Q4 2019, opening 26 new positions and adding to 72 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 16,721 shares worth $1.69M.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, up from 2.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street Real Estate Select Sector SPDR ETF, an estimated $1.68M trimmed.

  • Bay Harbor Wealth Management's largest Q4 2019 buy was iShares MSCI USA Quality Factor ETF: 16,721 shares worth $1.69M.
  • Bay Harbor Wealth Management added most to iShares US Treasury Bond ETF in Q4 2019, an estimated $1.93M increase.
  • Bay Harbor Wealth Management's biggest Q4 2019 reduction was State Street Real Estate Select Sector SPDR ETF, cutting an estimated $1.68M.
  • Bay Harbor Wealth Management fully exited State Street Communication Services Select Sector SPDR ETF in Q4 2019, selling an estimated $1.69M.
  • Bay Harbor Wealth Management's ten largest holdings make up 51% of its $185M portfolio in Q4 2019.
  • Bay Harbor Wealth Management opened 26 new positions and closed 44 in Q4 2019.
  • Bay Harbor Wealth Management's portfolio value rose 11% quarter-over-quarter to $185M.

Based on Bay Harbor Wealth Management's 13F filing for Q4 2019, filed 27 Jan 2020.