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BHWM

Bay Harbor Wealth Management Portfolio holdings

AUM $434M
1-Year Est. Return 18.95%
This Fund
S&P 500
This Quarter Est. Return
+9.22%
1 Year Est. Return
+18.95%
3 Year Est. Return
+47.94%
5 Year Est. Return
+39.16%
10 Year Est. Return
–
AUM
$220M
AUM Growth
+$19.6M
Cap. Flow
+$2.36M
Cap. Flow %
1.07%
Top 10 Hldgs %
57.73%
Holding
475
New
76
Increased
83
Reduced
124
Closed
39

Top Buys

Rank Stock Value
1
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$3.02M
2
MBB icon
iShares MBS ETF
MBB
+$2.28M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.27M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$1.14M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$986K

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.25M
2
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$1.23M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$1.22M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.21M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.12M

Sector Composition

Rank Sector Weight
1 Technology 3.56%
2 Financials 1.65%
3 Healthcare 0.65%
4 Communication Services 0.61%
5 Consumer Discretionary 0.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKW icon
451
Invesco BuyBack Achievers ETF
PKW
$1.76B
– –
-72
Closed -$4K
PSX icon
452
Phillips 66
PSX
$81.4B
$0 ﹤0.01%
+1
New +$59
REGN icon
453
Regeneron Pharmaceuticals
REGN
$80.8B
– –
-63
Closed -$35K
RIG icon
454
Transocean
RIG
$5.82B
$0 ﹤0.01%
100
– –
SHOP icon
455
Shopify
SHOP
$195B
– –
-150
Closed -$15K
SJM icon
456
J.M. Smucker
SJM
$12.8B
$0 ﹤0.01%
1
– –
SLB icon
457
SLB Ltd
SLB
$75B
$0 ﹤0.01%
+13
New +$245
SPTL icon
458
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
– –
-120
Closed -$6K
SPTS icon
459
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
– –
-13,599
Closed -$417K
SSNC icon
460
SS&C Technologies
SSNC
$18.6B
– –
-53
Closed -$3K
TDG icon
461
TransDigm Group
TDG
$67.7B
– –
-15
Closed -$7K
TDOC icon
462
Teladoc Health
TDOC
$1.3B
– –
-9
Closed -$2K
TEAM icon
463
Atlassian
TEAM
$37.8B
– –
-90
Closed -$16K
TLRY icon
464
Tilray
TLRY
$622M
$0 ﹤0.01%
1
– –
VNQ icon
465
Vanguard Real Estate ETF
VNQ
$39B
$0 ﹤0.01%
2
– –
VTRS icon
466
Viatris
VTRS
$18.9B
$0 ﹤0.01%
+21
New +$343
WTMF icon
467
WisdomTree Managed Futures Strategy Fund
WTMF
$248M
$0 ﹤0.01%
4
– –
XLI icon
468
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
– –
-5,986
Closed -$461K
ARTY
469
iShares Future AI & Tech ETF
ARTY
$3.81B
$0 ﹤0.01%
7
– –
AGTC
470
DELISTED
Applied Genetic Technologies Corporation
AGTC
– –
-600
Closed -$3K
AVLR
471
DELISTED
Avalara, Inc.
AVLR
– –
-20
Closed -$3K
AIG.WS
472
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
155
– –
BMY.RT
473
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
– –
-50
Closed –
LVGO
474
DELISTED
Livongo Health, Inc. Common Stock
LVGO
– –
-60
Closed -$8K
MFGP
475
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$0 ﹤0.01%
2
– –
15 16 17 18
19

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JWM
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GDS
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GPP
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MAM
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Bay Harbor Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, Bay Harbor Wealth Management held 475 positions worth $220M, up 9.8% from $201M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Bay Harbor Wealth Management's Q4 2020 filing shows 76 new, 83 increased, 124 reduced and 39 closed positions. Its largest new stake was iShares MBS ETF: 20,682 shares worth $2.28M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $1.25M.

By sector, the portfolio is most concentrated in Technology at 3.6% of assets, down from 3.9% a quarter earlier, followed by Financials and Healthcare.

  • Bay Harbor Wealth Management's largest Q4 2020 buy was iShares MBS ETF: 20,682 shares worth $2.28M.
  • Bay Harbor Wealth Management added most to iShares ESG Aware MSCI USA ETF in Q4 2020, an estimated $3.02M increase.
  • Bay Harbor Wealth Management's biggest Q4 2020 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $1.25M.
  • Bay Harbor Wealth Management fully exited iShares Core S&P Total US Stock Market ETF in Q4 2020, selling an estimated $833K.
  • Bay Harbor Wealth Management's ten largest holdings make up 58% of its $220M portfolio in Q4 2020.
  • Bay Harbor Wealth Management opened 76 new positions and closed 39 in Q4 2020.
  • Bay Harbor Wealth Management's portfolio value rose 9.8% quarter-over-quarter to $220M.

Based on Bay Harbor Wealth Management's 13F filing for Q4 2020, filed 9 Feb 2021.