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BHWM

Bay Harbor Wealth Management Portfolio holdings

AUM $434M
1-Year Est. Return 18.95%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+18.95%
3 Year Est. Return
+47.94%
5 Year Est. Return
+39.16%
10 Year Est. Return
–
AUM
$201M
AUM Growth
+$13.3M
Cap. Flow
+$3.94M
Cap. Flow %
1.96%
Top 10 Hldgs %
54.88%
Holding
439
New
58
Increased
116
Reduced
99
Closed
39

Top Buys

Rank Stock Value
1
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$1.46M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.31M
3
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$1.01M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$932K
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$864K

Top Sells

Rank Stock Value
1
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$1.52M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.28M
3
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$1.2M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$937K
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$873K

Sector Composition

Rank Sector Weight
1 Technology 3.93%
2 Financials 1.67%
3 Healthcare 0.91%
4 Communication Services 0.78%
5 Consumer Staples 0.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OUSA icon
401
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$764M
– –
-96
Closed -$3K
QUAL icon
402
iShares MSCI USA Quality Factor ETF
QUAL
$47.9B
– –
-46
Closed -$4K
RIG icon
403
Transocean
RIG
$5.82B
$0 ﹤0.01%
100
-100
-50% -$163
RNG icon
404
RingCentral
RNG
$5.28B
– –
-2
Closed -$1K
RWR icon
405
State Street SPDR Dow Jones REIT ETF
RWR
$1.97B
– –
-4,557
Closed -$356K
SIRI icon
406
SiriusXM
SIRI
$10.1B
– –
-1
Closed –
SIZE icon
407
iShares MSCI USA Size Factor ETF
SIZE
$442M
– –
-17
Closed -$1K
SJM icon
408
J.M. Smucker
SJM
$12.8B
$0 ﹤0.01%
1
– –
SON icon
409
Sonoco
SON
$5.74B
– –
-1
Closed –
STM icon
410
STMicroelectronics
STM
$50B
– –
-3
Closed –
STNG icon
411
Scorpio Tankers
STNG
$3.81B
– –
-50
Closed -$1K
TLRY icon
412
Tilray
TLRY
$622M
$0 ﹤0.01%
1
– –
TROW icon
413
T. Rowe Price
TROW
$24.3B
– –
-20
Closed -$2K
USO icon
414
United States Oil Fund
USO
$1.84B
– –
-46
Closed -$1K
VNQ icon
415
Vanguard Real Estate ETF
VNQ
$39B
$0 ﹤0.01%
2
– –
VRTX icon
416
Vertex Pharmaceuticals
VRTX
$126B
– –
-7
Closed -$2K
WM icon
417
Waste Management
WM
$91B
– –
-465
Closed -$49K
WTMF icon
418
WisdomTree Managed Futures Strategy Fund
WTMF
$248M
$0 ﹤0.01%
4
– –
XLE icon
419
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
– –
-356
Closed -$7K
XLF icon
420
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
– –
-40,495
Closed -$937K
ARTY
421
iShares Future AI & Tech ETF
ARTY
$3.81B
$0 ﹤0.01%
+7
New +$225
PIXY
422
DELISTED
ShiftPixy, Inc. Common Stock
PIXY
– –
0
– -$2K
AIG.WS
423
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
155
– –
BMY.RT
424
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$0 ﹤0.01%
+50
New +$143
MFGP
425
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$0 ﹤0.01%
2
– –
14 15 16
17
18

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JWM
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GDS
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GPP
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MAM
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RCWVOTCITCONY
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Bay Harbor Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, Bay Harbor Wealth Management held 439 positions worth $201M, up 7.1% from $187M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Bay Harbor Wealth Management's Q3 2020 filing shows 58 new, 116 increased, 99 reduced and 39 closed positions. Its largest new stake was State Street Industrial Select Sector SPDR ETF: 5,986 shares worth $461K. The largest sale was State Street SPDR Portfolio Aggregate Bond ETF, an estimated $1.52M.

By sector, the portfolio is most concentrated in Technology at 3.9% of assets, up from 3.1% a quarter earlier, followed by Financials and Healthcare.

  • Bay Harbor Wealth Management's largest Q3 2020 buy was State Street Industrial Select Sector SPDR ETF: 5,986 shares worth $461K.
  • Bay Harbor Wealth Management added most to iShares US Treasury Bond ETF in Q3 2020, an estimated $1.46M increase.
  • Bay Harbor Wealth Management's biggest Q3 2020 reduction was State Street SPDR Portfolio Aggregate Bond ETF, cutting an estimated $1.52M.
  • Bay Harbor Wealth Management fully exited State Street Financial Select Sector SPDR ETF in Q3 2020, selling an estimated $937K.
  • Bay Harbor Wealth Management's ten largest holdings make up 55% of its $201M portfolio in Q3 2020.
  • Bay Harbor Wealth Management opened 58 new positions and closed 39 in Q3 2020.
  • Bay Harbor Wealth Management's portfolio value rose 7.1% quarter-over-quarter to $201M.

Based on Bay Harbor Wealth Management's 13F filing for Q3 2020, filed 27 Oct 2020.