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BHWM

Bay Harbor Wealth Management Portfolio holdings

AUM $434M
1-Year Est. Return 18.95%
This Fund
S&P 500
This Quarter Est. Return
+9.22%
1 Year Est. Return
+18.95%
3 Year Est. Return
+47.94%
5 Year Est. Return
+39.16%
10 Year Est. Return
–
AUM
$220M
AUM Growth
+$19.6M
Cap. Flow
+$2.36M
Cap. Flow %
1.07%
Top 10 Hldgs %
57.73%
Holding
475
New
76
Increased
83
Reduced
124
Closed
39

Top Buys

Rank Stock Value
1
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$3.02M
2
MBB icon
iShares MBS ETF
MBB
+$2.28M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.27M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$1.14M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$986K

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.25M
2
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$1.23M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$1.22M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.21M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.12M

Sector Composition

Rank Sector Weight
1 Technology 3.56%
2 Financials 1.65%
3 Healthcare 0.65%
4 Communication Services 0.61%
5 Consumer Discretionary 0.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPEU icon
326
State Street SPDR Portfolio Europe ETF
SPEU
$745M
$3K ﹤0.01%
+85
New +$2.99K
SWBI icon
327
Smith & Wesson
SWBI
$637M
$3K ﹤0.01%
144
– –
WIP icon
328
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$476M
$3K ﹤0.01%
50
-169
-77% -$9.45K
XLE icon
329
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$3K ﹤0.01%
+178
New +$3.07K
ZTS icon
330
Zoetis
ZTS
$30B
$3K ﹤0.01%
16
– –
AKAM icon
331
Akamai
AKAM
$15.9B
$2K ﹤0.01%
21
-568
-96% -$59.4K
ALK icon
332
Alaska Air
ALK
$5.58B
$2K ﹤0.01%
+39
New +$1.75K
AZN icon
333
AstraZeneca
AZN
$250B
$2K ﹤0.01%
+25
New +$2.65K
BDJ icon
334
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$2K ﹤0.01%
+181
New +$1.42K
BHC icon
335
Bausch Health
BHC
$2.34B
$2K ﹤0.01%
93
– –
BOX icon
336
Box
BOX
$4.6B
$2K ﹤0.01%
100
– –
C icon
337
Citigroup
C
$226B
$2K ﹤0.01%
+32
New +$1.63K
CB icon
338
Chubb
CB
$135B
$2K ﹤0.01%
+13
New +$1.82K
CINF icon
339
Cincinnati Financial
CINF
$27.1B
$2K ﹤0.01%
26
– –
CTVA icon
340
Corteva
CTVA
$51.3B
$2K ﹤0.01%
39
– –
DOW icon
341
Dow Inc
DOW
$21.2B
$2K ﹤0.01%
39
– –
ET icon
342
Energy Transfer Partners
ET
$69.3B
$2K ﹤0.01%
250
– –
FIS icon
343
Fidelity National Information Services
FIS
$22.1B
$2K ﹤0.01%
12
-337
-97% -$48.1K
GM icon
344
General Motors
GM
$76.8B
$2K ﹤0.01%
43
– –
B
345
Barrick Mining
B
$73.2B
$2K ﹤0.01%
100
– –
GWW icon
346
W.W. Grainger
GWW
$60.2B
$2K ﹤0.01%
6
-1
-14% -$393
IYK icon
347
iShares US Consumer Staples ETF
IYK
$1.41B
$2K ﹤0.01%
42
– –
NOK icon
348
Nokia
NOK
$52.3B
$2K ﹤0.01%
500
– –
NVAX icon
349
Novavax
NVAX
$1.31B
$2K ﹤0.01%
+21
New +$2.23K
RRX icon
350
Regal Rexnord
RRX
$11.9B
$2K ﹤0.01%
19
-7
-27% -$773
12 13
14
15 16

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JWM
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GDS
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GPP
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MAM
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Bay Harbor Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, Bay Harbor Wealth Management held 475 positions worth $220M, up 9.8% from $201M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Bay Harbor Wealth Management's Q4 2020 filing shows 76 new, 83 increased, 124 reduced and 39 closed positions. Its largest new stake was iShares MBS ETF: 20,682 shares worth $2.28M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $1.25M.

By sector, the portfolio is most concentrated in Technology at 3.6% of assets, down from 3.9% a quarter earlier, followed by Financials and Healthcare.

  • Bay Harbor Wealth Management's largest Q4 2020 buy was iShares MBS ETF: 20,682 shares worth $2.28M.
  • Bay Harbor Wealth Management added most to iShares ESG Aware MSCI USA ETF in Q4 2020, an estimated $3.02M increase.
  • Bay Harbor Wealth Management's biggest Q4 2020 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $1.25M.
  • Bay Harbor Wealth Management fully exited iShares Core S&P Total US Stock Market ETF in Q4 2020, selling an estimated $833K.
  • Bay Harbor Wealth Management's ten largest holdings make up 58% of its $220M portfolio in Q4 2020.
  • Bay Harbor Wealth Management opened 76 new positions and closed 39 in Q4 2020.
  • Bay Harbor Wealth Management's portfolio value rose 9.8% quarter-over-quarter to $220M.

Based on Bay Harbor Wealth Management's 13F filing for Q4 2020, filed 9 Feb 2021.