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BHWM

Bay Harbor Wealth Management Portfolio holdings

AUM $434M
1-Year Est. Return 18.95%
This Fund
S&P 500
This Quarter Est. Return
+1.21%
1 Year Est. Return
+18.95%
3 Year Est. Return
+47.94%
5 Year Est. Return
+39.16%
10 Year Est. Return
–
AUM
$167M
AUM Growth
+$6.06M
Cap. Flow
+$4.66M
Cap. Flow %
2.78%
Top 10 Hldgs %
51.5%
Holding
416
New
32
Increased
74
Reduced
116
Closed
23

Top Buys

Rank Stock Value
1
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$3.33M
2
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$3M
3
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$1.71M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.68M
5
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$1.67M

Top Sells

Rank Stock Value
1
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$2.22M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$1.99M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.71M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$1.11M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$837K

Sector Composition

Rank Sector Weight
1 Technology 2.41%
2 Financials 2.25%
3 Energy 1.39%
4 Healthcare 1.31%
5 Communication Services 1.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKW icon
251
Invesco BuyBack Achievers ETF
PKW
$1.76B
$7K ﹤0.01%
111
– –
TDG icon
252
TransDigm Group
TDG
$71.1B
$7K ﹤0.01%
13
– –
USO icon
253
United States Oil Fund
USO
$1.81B
$7K ﹤0.01%
80
– –
WFC icon
254
Wells Fargo
WFC
$268B
$7K ﹤0.01%
141
– –
WH icon
255
Wyndham Hotels & Resorts
WH
$5.65B
$7K ﹤0.01%
128
– –
CAT icon
256
Caterpillar
CAT
$407B
$6K ﹤0.01%
54
– –
CB icon
257
Chubb
CB
$134B
$6K ﹤0.01%
36
– –
DIA icon
258
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.6B
$6K ﹤0.01%
21
– –
GS icon
259
Goldman Sachs
GS
$312B
$6K ﹤0.01%
31
– –
REGL icon
260
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.81B
$6K ﹤0.01%
100
– –
RIGS icon
261
ALPS Strategic Income Fund
RIGS
$60.3M
$6K ﹤0.01%
260
– –
SMDV icon
262
ProShares Russell 2000 Dividend Growers ETF
SMDV
$711M
$6K ﹤0.01%
109
– –
TNL icon
263
Travel + Leisure Co
TNL
$4.78B
$6K ﹤0.01%
128
– –
DAI
264
DELISTED
DAIMLER AG
DAI
$6K ﹤0.01%
131
– –
APD icon
265
Air Products & Chemicals
APD
$65.7B
$5K ﹤0.01%
25
– –
MKC.V icon
266
McCormick & Company Voting
MKC.V
$14B
$5K ﹤0.01%
60
– –
TPL icon
267
Texas Pacific Land
TPL
$27.5B
$5K ﹤0.01%
72
– –
CELG
268
DELISTED
Celgene Corp
CELG
$5K ﹤0.01%
50
-27
-35% -$2.57K
AGG icon
269
iShares Core US Aggregate Bond ETF
AGG
$138B
$4K ﹤0.01%
36
– –
BHC icon
270
Bausch Health
BHC
$2.42B
$4K ﹤0.01%
212
– –
BOND icon
271
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.47B
$4K ﹤0.01%
33
– –
DDOG icon
272
Datadog
DDOG
$103B
$4K ﹤0.01%
+100
New +$3.48K
GE icon
273
GE Aerospace
GE
$393B
$4K ﹤0.01%
93
– –
NVO
274
Novo Nordisk
NVO
$195B
$4K ﹤0.01%
150
– –
QCOM icon
275
Qualcomm
QCOM
$170B
$4K ﹤0.01%
50
– –
9 10
11
12 13

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PAMS
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SSWG
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JWM
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GDS
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Bay Harbor Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Bay Harbor Wealth Management held 416 positions worth $167M, up 3.8% from $161M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Bay Harbor Wealth Management's Q3 2019 filing shows 32 new, 74 increased, 116 reduced and 23 closed positions. Its largest new stake was State Street Communication Services Select Sector SPDR ETF: 34,191 shares worth $1.69M. The largest sale was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, an estimated $2.22M.

By sector, the portfolio is most concentrated in Technology at 2.4% of assets, up from 2.4% a quarter earlier, followed by Financials and Energy.

  • Bay Harbor Wealth Management's largest Q3 2019 buy was State Street Communication Services Select Sector SPDR ETF: 34,191 shares worth $1.69M.
  • Bay Harbor Wealth Management added most to State Street DoubleLine Total Return Tactical ETF in Q3 2019, an estimated $3.33M increase.
  • Bay Harbor Wealth Management's biggest Q3 2019 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $1.99M.
  • Bay Harbor Wealth Management fully exited State Street SPDR Portfolio Intermediate Term Corporate Bond ETF in Q3 2019, selling an estimated $2.22M.
  • Bay Harbor Wealth Management's ten largest holdings make up 52% of its $167M portfolio in Q3 2019.
  • Bay Harbor Wealth Management opened 32 new positions and closed 23 in Q3 2019.
  • Bay Harbor Wealth Management's portfolio value rose 3.8% quarter-over-quarter to $167M.

Based on Bay Harbor Wealth Management's 13F filing for Q3 2019, filed 15 Oct 2019.