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BCM

Basswood Capital Management Portfolio holdings

AUM $2.12B
1-Year Est. Return 19.53%
This Fund
S&P 500
This Quarter Est. Return
+28.18%
1 Year Est. Return
+19.53%
3 Year Est. Return
+97.96%
5 Year Est. Return
+81.32%
10 Year Est. Return
+345.86%
AUM
$2.27B
AUM Growth
+$179M
Cap. Flow
-$346M
Cap. Flow %
-15.23%
Top 10 Hldgs %
36%
Holding
185
New
26
Increased
37
Reduced
48
Closed
29

Top Buys

Rank Stock Value
1
AF
Astoria Financial Corporation
AF
+$67.4M
2
ALLY icon
Ally Financial
ALLY
+$25.7M
3
DCOM icon
Dime Commercial Bancshares
DCOM
+$25.5M
4
BAC icon
Bank of America
BAC
+$18.8M
5
FAF icon
First American
FAF
+$16.6M

Top Sells

Rank Stock Value
1
RF icon
Regions Financial
RF
+$198M
2
KEY icon
KeyCorp
KEY
+$32.7M
3
OPB
Opus Bank Common Stock
OPB
+$27.3M
4
SIVB
SVB Financial Group
SIVB
+$27M
5
HBAN icon
Huntington Bancshares
HBAN
+$26.4M

Sector Composition

Rank Sector Weight
1 Financials 75.83%
2 Consumer Discretionary 8.39%
3 Industrials 8.06%
4 Technology 2.76%
5 Real Estate 0.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RF icon
1
Regions Financial
RF
$27.4B
$211M 9.28%
14,699,378
-16,060,132
-52% -$198M
AF
2
DELISTED
Astoria Financial Corporation
AF
$111M 4.88%
5,943,959
+4,233,501
+248% +$67.4M
DCOM icon
3
Dime Commercial Bancshares
DCOM
$1.82B
$91.3M 4.02%
2,409,369
+800,000
+50% +$25.5M
WFC icon
4
Wells Fargo
WFC
$270B
$67M 2.95%
1,215,959
– –
CFG icon
5
Citizens Financial Group
CFG
$31.2B
$66.6M 2.93%
1,870,137
-838,228
-31% -$25.4M
JPM icon
6
JPMorgan Chase
JPM
$957B
$63.3M 2.79%
733,997
+985
+0.1% +$75.1K
USB icon
7
US Bancorp
USB
$100B
$59.2M 2.6%
1,152,064
– –
SBCF icon
8
Seacoast Banking Corp of Florida
SBCF
$3.4B
$52M 2.28%
2,355,043
+183,377
+8% +$3.48M
BDC icon
9
Belden
BDC
$5.01B
$49.8M 2.19%
666,187
+1,091
+0.2% +$77.7K
BAC icon
10
Bank of America
BAC
$443B
$47.4M 2.09%
2,146,722
+978,684
+84% +$18.8M
CSL icon
11
Carlisle Companies
CSL
$15.4B
$37.3M 1.64%
337,866
– –
VBTX
12
DELISTED
Veritex Holdings
VBTX
$36M 1.58%
1,346,103
+363,455
+37% +$7.47M
PGC icon
13
Peapack-Gladstone Financial
PGC
$828M
$34.5M 1.52%
1,117,997
+18,026
+2% +$464K
FLIC
14
DELISTED
First of Long Island Corp
FLIC
$34.5M 1.52%
1,207,971
-104,037
-8% -$2.57M
AL
15
DELISTED
Air Lease Corp
AL
$33.7M 1.48%
981,549
+332,627
+51% +$10.9M
CUNB
16
DELISTED
CU Bancorp
CUNB
$32.5M 1.43%
907,410
-27,881
-3% -$760K
FAF icon
17
First American
FAF
$7.67B
$31.8M 1.4%
867,900
+433,281
+100% +$16.6M
PNC icon
18
PNC Financial Services
PNC
$102B
$31.7M 1.4%
271,337
-53,300
-16% -$5.54M
AER icon
19
AerCap
AER
$24.5B
$30.9M 1.36%
742,079
+317,560
+75% +$13.4M
SBNY
20
DELISTED
Signature Bank
SBNY
$30.5M 1.34%
202,753
-59,464
-23% -$8.11M
RM icon
21
Regional Management Corp
RM
$308M
$28.6M 1.26%
1,087,564
+117,050
+12% +$2.79M
SIVB
22
DELISTED
SVB Financial Group
SIVB
$27.8M 1.22%
161,742
-188,630
-54% -$27M
HOG icon
23
Harley-Davidson
HOG
$2.76B
$26.5M 1.17%
454,214
– –
COF icon
24
Capital One
COF
$136B
$26.5M 1.16%
303,613
-148,998
-33% -$12M
CMA
25
DELISTED
Comerica
CMA
$26.1M 1.15%
382,936
-202,104
-35% -$11.8M
1
2 3 4 5

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Basswood Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Basswood Capital Management held 185 positions worth $2.27B, up 8.6% from $2.09B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Basswood Capital Management withdrew a net $346M in Q4 2016, closing 29 positions and reducing 48 holdings. Its most notable exit was Opus Bank Common Stock, an estimated $27.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 76% of assets, down from 79% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Basswood Capital Management opened a new position in Ally Financial worth $25.4M.

  • Basswood Capital Management's largest Q4 2016 buy was Ally Financial: 1,336,148 shares worth $25.4M.
  • Basswood Capital Management added most to Astoria Financial Corporation in Q4 2016, an estimated $67.4M increase.
  • Basswood Capital Management's biggest Q4 2016 reduction was Regions Financial, cutting an estimated $198M.
  • Basswood Capital Management fully exited Opus Bank Common Stock in Q4 2016, selling an estimated $27.3M.
  • Basswood Capital Management's ten largest holdings make up 36% of its $2.27B portfolio in Q4 2016.
  • Basswood Capital Management opened 26 new positions and closed 29 in Q4 2016.
  • Basswood Capital Management's portfolio value rose 8.6% quarter-over-quarter to $2.27B.

Based on Basswood Capital Management's 13F filing for Q4 2016, filed 13 Feb 2017.