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BCM

Basswood Capital Management Portfolio holdings

AUM $2.12B
1-Year Est. Return 19.53%
This Fund
S&P 500
This Quarter Est. Return
+11.29%
1 Year Est. Return
+19.53%
3 Year Est. Return
+97.96%
5 Year Est. Return
+81.32%
10 Year Est. Return
+345.86%
AUM
$2.09B
AUM Growth
+$366M
Cap. Flow
+$184M
Cap. Flow %
8.81%
Top 10 Hldgs %
34.65%
Holding
166
New
11
Increased
45
Reduced
37
Closed
7

Top Buys

Rank Stock Value
1
RF icon
Regions Financial
RF
+$176M
2
SBNY
Signature Bank
SBNY
+$24.5M
3
ZION icon
Zions Bancorporation
ZION
+$11.6M
4
COF icon
Capital One
COF
+$11.5M
5
EWBC icon
East-West Bancorp
EWBC
+$10.1M

Top Sells

Rank Stock Value
1
STC icon
Stewart Information Services
STC
+$25.4M
2
FITB
Fifth Third Bancorp
FITB
+$14.1M
3
TCBI icon
Texas Capital Bancshares
TCBI
+$10.2M
4
SIVB
SVB Financial Group
SIVB
+$9.61M
5
WFC icon
Wells Fargo
WFC
+$8.51M

Sector Composition

Rank Sector Weight
1 Financials 78.97%
2 Industrials 10.06%
3 Consumer Discretionary 4.64%
4 Technology 2.87%
5 Real Estate 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FR icon
151
First Industrial Realty Trust
FR
$8.36B
$593K 0.03%
21,003
– –
FCH
152
DELISTED
Felcor Lodging Trust
FCH
$444K 0.02%
69,095
– –
MRLN
153
DELISTED
Marlin Business Services Corp
MRLN
$389K 0.02%
+20,065
New +$364K
SPY icon
154
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$286K 0.01%
1,324
+446
+51% +$96.4K
JAX
155
DELISTED
J. Alexander's Holdings, Inc.
JAX
$195K 0.01%
19,238
– –
CUZ icon
156
Cousins Properties
CUZ
$4.86B
$153K 0.01%
5,193
– –
DO
157
DELISTED
Diamond Offshore Drilling
DO
$148K 0.01%
8,417
– –
ESV
158
DELISTED
Ensco Rowan plc
ESV
$68K ﹤0.01%
1,997
– –
FNFG
159
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$4K ﹤0.01%
387
– –
BSRR icon
160
Sierra Bancorp
BSRR
$529M
– –
-14,530
Closed -$243K
KFY icon
161
Korn Ferry
KFY
$4.26B
– –
-31,468
Closed -$651K
TCBI icon
162
Texas Capital Bancshares
TCBI
$4.38B
– –
-217,381
Closed -$10.2M
WTFC icon
163
Wintrust Financial
WTFC
$10.9B
– –
-81,319
Closed -$4.15M
ALTA
164
DELISTED
Altabancorp
ALTA
– –
-141,200
Closed -$2.34M
FCTY
165
DELISTED
1st Century Bancshares
FCTY
– –
-58,849
Closed -$660K
TCF
166
DELISTED
TCF Financial Corporation
TCF
– –
-102,042
Closed -$1.29M
3 4 5 6
7

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Basswood Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Basswood Capital Management held 166 positions worth $2.09B, up 21% from $1.73B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Basswood Capital Management deployed $184M of net new capital in Q3 2016, opening 11 new positions and adding to 45 existing holdings. Its largest new stake was Investors Bancorp, Inc.: 408,656 shares worth $4.91M.

By sector, the portfolio is most concentrated in Financials at 79% of assets, up from 78% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Stewart Information Services, an estimated $25.4M trimmed.

  • Basswood Capital Management's largest Q3 2016 buy was Investors Bancorp, Inc.: 408,656 shares worth $4.91M.
  • Basswood Capital Management added most to Regions Financial in Q3 2016, an estimated $176M increase.
  • Basswood Capital Management's biggest Q3 2016 reduction was Stewart Information Services, cutting an estimated $25.4M.
  • Basswood Capital Management fully exited Texas Capital Bancshares in Q3 2016, selling an estimated $10.2M.
  • Basswood Capital Management's ten largest holdings make up 35% of its $2.09B portfolio in Q3 2016.
  • Basswood Capital Management opened 11 new positions and closed 7 in Q3 2016.
  • Basswood Capital Management's portfolio value rose 21% quarter-over-quarter to $2.09B.

Based on Basswood Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.