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BCM

Basswood Capital Management Portfolio holdings

AUM $2.12B
1-Year Est. Return 19.53%
This Fund
S&P 500
This Quarter Est. Return
+6.28%
1 Year Est. Return
+19.53%
3 Year Est. Return
+97.96%
5 Year Est. Return
+81.32%
10 Year Est. Return
+345.86%
AUM
$2.18B
AUM Growth
-$286M
Cap. Flow
-$433M
Cap. Flow %
-19.87%
Top 10 Hldgs %
34%
Holding
159
New
13
Increased
29
Reduced
63
Closed
24

Top Buys

Rank Stock Value
1
ALLY icon
Ally Financial
ALLY
+$31.2M
2
FNB icon
FNB Corp
FNB
+$20.5M
3
FBC
Flagstar Bancorp, Inc. New
FBC
+$18.2M
4
STEL
Stellar Bancorp
STEL
+$18.1M
5
BUSE icon
First Busey Corp
BUSE
+$17.5M

Top Sells

Rank Stock Value
1
CUBI icon
Customers Bancorp
CUBI
+$58.5M
2
AER icon
AerCap
AER
+$54.1M
3
OMF icon
OneMain Financial
OMF
+$52.9M
4
PFSI icon
PennyMac Financial
PFSI
+$49.7M
5
HAPN
Happen Inc
HAPN
+$43.2M

Sector Composition

Rank Sector Weight
1 Financials 83.91%
2 Consumer Discretionary 9.23%
3 Industrials 4.2%
4 Real Estate 0.71%
5 Communication Services 0.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APGB
126
DELISTED
Apollo Strategic Growth Capital II
APGB
$752K 0.03%
76,938
-918
-1% -$8.98K
JOFF
127
DELISTED
JOFF Fintech Acquisition Corp. Class A Common Stock
JOFF
$752K 0.03%
77,165
-920
-1% -$8.97K
DLCA
128
DELISTED
Deep Lake Capital Acquisition Corp. Class A Ordinary Shares
DLCA
$742K 0.03%
75,825
-888
-1% -$8.67K
AUS
129
DELISTED
Austerlitz Acquisition Corporation I
AUS
$707K 0.03%
72,854
-5,607
-7% -$55.4K
SAL
130
DELISTED
Salisbury Bancorp, Inc.
SAL
$404K 0.02%
14,718
+1,876
+15% +$49K
KRE icon
131
PUT
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
$341K 0.02%
4,811
-818
-15% -$58.5K
PBHC icon
132
Pathfinder Bancorp
PBHC
$102M
$339K 0.02%
+19,716
New +$332K
CLST icon
133
Catalyst Bancorp
CLST
$69.6M
$154K 0.01%
+11,246
New +$155K
EUFN icon
134
iShares MSCI Europe Financials ETF
EUFN
$4.29B
$99K ﹤0.01%
+4,940
New +$100K
RDN icon
135
Radian Group
RDN
$4.87B
$38K ﹤0.01%
+1,797
New +$39.8K
AMP icon
136
Ameriprise Financial
AMP
$49.9B
– –
-57,537
Closed -$15.2M
AX icon
137
Axos Financial
AX
$5.68B
– –
-177,838
Closed -$9.17M
DFS
138
DELISTED
Discover Financial Services
DFS
– –
-152,107
Closed -$18.7M
EVR icon
139
Evercore
EVR
$11.5B
– –
-97,016
Closed -$13M
EWBC icon
140
East-West Bancorp
EWBC
$18.5B
– –
-100,645
Closed -$7.8M
FAF icon
141
First American
FAF
$7.38B
– –
-17,998
Closed -$1.21M
HON icon
142
Honeywell
HON
$74.6B
– –
-173,102
Closed -$34.6M
IVZ icon
143
Invesco
IVZ
$13.9B
– –
-1,285,237
Closed -$31M
KPLT icon
144
Katapult Holdings
KPLT
$39.2M
– –
-1,289
Closed -$175K
MDY icon
145
PUT
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.2B
– –
-1,058
Closed -$509K
OBT icon
146
Orange County Bancorp
OBT
$522M
– –
-92,972
Closed -$1.63M
RBB icon
147
RBB Bancorp
RBB
$462M
– –
-139,114
Closed -$3.51M
RBCAA icon
148
Republic Bancorp
RBCAA
$1.91B
– –
-118,927
Closed -$6.02M
RUM icon
149
RUM Group Inc
RUM
$2.08B
– –
-78,999
Closed -$767K
SHBI icon
150
Shore Bancshares
SHBI
$801M
– –
-233,279
Closed -$4.14M
3 4 5
6
7

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Basswood Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Basswood Capital Management held 159 positions worth $2.18B, down 12% from $2.47B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Basswood Capital Management withdrew a net $433M in Q4 2021, closing 24 positions and reducing 63 holdings. Its most notable exit was Honeywell, an estimated $34.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 84% of assets, up from 80% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Basswood Capital Management opened a new position in Texas Capital Bancshares worth $13.7M.

  • Basswood Capital Management's largest Q4 2021 buy was Texas Capital Bancshares: 226,601 shares worth $13.7M.
  • Basswood Capital Management added most to Ally Financial in Q4 2021, an estimated $31.2M increase.
  • Basswood Capital Management's biggest Q4 2021 reduction was Customers Bancorp, cutting an estimated $58.5M.
  • Basswood Capital Management fully exited Honeywell in Q4 2021, selling an estimated $34.6M.
  • Basswood Capital Management's ten largest holdings make up 34% of its $2.18B portfolio in Q4 2021.
  • Basswood Capital Management opened 13 new positions and closed 24 in Q4 2021.
  • Basswood Capital Management's portfolio value fell 12% quarter-over-quarter to $2.18B.

Based on Basswood Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.