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BCM

Basswood Capital Management Portfolio holdings

AUM $2.12B
1-Year Est. Return 19.53%
This Fund
S&P 500
This Quarter Est. Return
+4.34%
1 Year Est. Return
+19.53%
3 Year Est. Return
+97.96%
5 Year Est. Return
+81.32%
10 Year Est. Return
+345.86%
AUM
$2.47B
AUM Growth
+$75.3M
Cap. Flow
-$15.5M
Cap. Flow %
-0.63%
Top 10 Hldgs %
36.44%
Holding
156
New
10
Increased
33
Reduced
66
Closed
10

Top Buys

Rank Stock Value
1
STL
Sterling Bancorp
STL
+$36.2M
2
PHM icon
Pultegroup
PHM
+$25.7M
3
MTB icon
M&T Bank
MTB
+$23.1M
4
BUSE icon
First Busey Corp
BUSE
+$20.6M
5
FNB icon
FNB Corp
FNB
+$16.5M

Top Sells

Rank Stock Value
1
PFSI icon
PennyMac Financial
PFSI
+$34.5M
2
CMA
Comerica
CMA
+$30.6M
3
AER icon
AerCap
AER
+$24.6M
4
LEN icon
Lennar Class A
LEN
+$24.2M
5
WFC icon
Wells Fargo
WFC
+$15.7M

Sector Composition

Rank Sector Weight
1 Financials 80.15%
2 Consumer Discretionary 9.32%
3 Industrials 7.2%
4 Real Estate 1.57%
5 Communication Services 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HBT icon
126
HBT Financial
HBT
$1.33B
$933K 0.04%
59,968
-43,795
-42% -$708K
IIII
127
DELISTED
INSU Acquisition Corp. III Class A Common Stock
IIII
$827K 0.03%
84,238
-5,110
-6% -$49.7K
HERA
128
DELISTED
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
$821K 0.03%
84,318
-5,119
-6% -$49.9K
JWSM
129
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
$781K 0.03%
79,999
-4,961
-6% -$48.4K
AUS
130
DELISTED
Austerlitz Acquisition Corporation I
AUS
$780K 0.03%
78,461
-5,264
-6% -$52.2K
GSEV
131
DELISTED
Gores Holdings VII, Inc. Class A Common Stock
GSEV
$769K 0.03%
78,082
-4,834
-6% -$47.7K
ASZ
132
DELISTED
Austerlitz Acquisition Corporation II
ASZ
$769K 0.03%
78,844
-4,476
-5% -$43.5K
RUM icon
133
RUM Group Inc
RUM
$2.08B
$767K 0.03%
78,999
-4,890
-6% -$47.5K
FTAA
134
DELISTED
FTAC Athena Acquisition Corp. Class A Ordinary Share
FTAA
$764K 0.03%
77,336
-4,789
-6% -$47.3K
LGAC
135
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
$763K 0.03%
78,461
-4,860
-6% -$47.3K
GSQD
136
DELISTED
G Squared Ascend I Inc.
GSQD
$763K 0.03%
77,336
-4,786
-6% -$46.7K
FVT
137
DELISTED
Fortress Value Acquisition Corp. III
FVT
$762K 0.03%
78,159
-4,840
-6% -$47.3K
APGB
138
DELISTED
Apollo Strategic Growth Capital II
APGB
$761K 0.03%
77,856
-4,821
-6% -$46.9K
GIIX
139
DELISTED
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
$755K 0.03%
76,603
-4,740
-6% -$46.6K
JOFF
140
DELISTED
JOFF Fintech Acquisition Corp. Class A Common Stock
JOFF
$755K 0.03%
78,085
-4,834
-6% -$46.8K
DLCA
141
DELISTED
Deep Lake Capital Acquisition Corp. Class A Ordinary Shares
DLCA
$747K 0.03%
76,713
-4,750
-6% -$46K
MDY icon
142
PUT
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.2B
$509K 0.02%
1,058
+138
+15% +$67.8K
KRE icon
143
PUT
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
$381K 0.02%
5,629
-92
-2% -$5.92K
SAL
144
DELISTED
Salisbury Bancorp, Inc.
SAL
$332K 0.01%
12,842
+10,968
+585% +$272K
JAX
145
DELISTED
J. Alexander's Holdings, Inc.
JAX
$269K 0.01%
19,238
– –
KPLT icon
146
Katapult Holdings
KPLT
$39.2M
$175K 0.01%
+1,289
New +$224K
CWBC
147
Community West Bancshares
CWBC
$701M
– –
-80,592
Closed -$1.62M
GCBC icon
148
Greene County Bancorp
GCBC
$601M
– –
-83,090
Closed -$1.17M
HBCP icon
149
Home Bancorp
HBCP
$567M
– –
-17,123
Closed -$653K
HBNC icon
150
Horizon Bancorp
HBNC
$1.05B
– –
-43,897
Closed -$765K
3 4 5
6
7

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Basswood Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Basswood Capital Management held 156 positions worth $2.47B, up 3.2% from $2.39B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Basswood Capital Management's Q3 2021 filing shows 10 new, 33 increased, 66 reduced and 10 closed positions. Its largest new stake was First Midwest Bancorp Inc/IL: 725,480 shares worth $13.8M. The largest sale was PennyMac Financial, an estimated $34.5M.

By sector, the portfolio is most concentrated in Financials at 80% of assets, up from 78% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Basswood Capital Management's largest Q3 2021 buy was First Midwest Bancorp Inc/IL: 725,480 shares worth $13.8M.
  • Basswood Capital Management added most to Sterling Bancorp in Q3 2021, an estimated $36.2M increase.
  • Basswood Capital Management's biggest Q3 2021 reduction was PennyMac Financial, cutting an estimated $34.5M.
  • Basswood Capital Management fully exited Home Point Capital, Inc Common Stock in Q3 2021, selling an estimated $6.67M.
  • Basswood Capital Management's ten largest holdings make up 36% of its $2.47B portfolio in Q3 2021.
  • Basswood Capital Management opened 10 new positions and closed 10 in Q3 2021.
  • Basswood Capital Management's portfolio value rose 3.2% quarter-over-quarter to $2.47B.

Based on Basswood Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.