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BCM

Basswood Capital Management Portfolio holdings

AUM $2.12B
1-Year Est. Return 19.53%
This Fund
S&P 500
This Quarter Est. Return
+28.18%
1 Year Est. Return
+19.53%
3 Year Est. Return
+97.96%
5 Year Est. Return
+81.32%
10 Year Est. Return
+345.86%
AUM
$2.27B
AUM Growth
+$179M
Cap. Flow
-$346M
Cap. Flow %
-15.23%
Top 10 Hldgs %
36%
Holding
185
New
26
Increased
37
Reduced
48
Closed
29

Top Buys

Rank Stock Value
1
AF
Astoria Financial Corporation
AF
+$67.4M
2
ALLY icon
Ally Financial
ALLY
+$25.7M
3
DCOM icon
Dime Commercial Bancshares
DCOM
+$25.5M
4
BAC icon
Bank of America
BAC
+$18.8M
5
FAF icon
First American
FAF
+$16.6M

Top Sells

Rank Stock Value
1
RF icon
Regions Financial
RF
+$198M
2
KEY icon
KeyCorp
KEY
+$32.7M
3
OPB
Opus Bank Common Stock
OPB
+$27.3M
4
SIVB
SVB Financial Group
SIVB
+$27M
5
HBAN icon
Huntington Bancshares
HBAN
+$26.4M

Sector Composition

Rank Sector Weight
1 Financials 75.83%
2 Consumer Discretionary 8.39%
3 Industrials 8.06%
4 Technology 2.76%
5 Real Estate 0.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWB icon
101
iShares Russell 1000 ETF
IWB
$50.5B
$3.88M 0.17%
+31,159
New +$3.79M
PFBI
102
DELISTED
Premier Financial Bancorp
PFBI
$3.83M 0.17%
238,281
+6,241
+3% +$87K
PVBC
103
DELISTED
Provident Bancorp
PVBC
$3.81M 0.17%
430,085
+67,609
+19% +$577K
CLBH
104
DELISTED
Carolina Bank Holdings Inc
CLBH
$3.81M 0.17%
147,291
– –
VLY icon
105
Valley National Bancorp
VLY
$8.3B
$3.8M 0.17%
326,307
– –
XLF icon
106
PUT
State Street Financial Select Sector SPDR ETF
XLF
$59.5B
$3.75M 0.16%
161,157
+98,025
+155% +$2.1M
DAL icon
107
Delta Air Lines
DAL
$60B
$3.7M 0.16%
75,274
+5,330
+8% +$243K
SSB icon
108
SouthState Bank Corp
SSB
$10.8B
$3.7M 0.16%
42,350
– –
WAL icon
109
Western Alliance Bancorporation
WAL
$8.92B
$3.67M 0.16%
75,297
– –
LBAI
110
DELISTED
Lakeland Bancorp Inc
LBAI
$3.62M 0.16%
185,729
-535,462
-74% -$8.7M
BUSE icon
111
First Busey Corp
BUSE
$2.58B
$3.61M 0.16%
117,193
– –
APTV icon
112
Aptiv
APTV
$10.2B
$3.42M 0.15%
50,764
+11,554
+29% +$776K
BOTJ icon
113
Bank Of The James
BOTJ
$126M
$3.32M 0.15%
240,533
+3,622
+2% +$45K
SBCP
114
DELISTED
Sunshine Bancorp, Inc
SBCP
$3.02M 0.13%
175,892
+41,686
+31% +$655K
SFST icon
115
Southern First Bancshares
SFST
$612M
$2.92M 0.13%
81,017
– –
EGBN icon
116
Eagle Bancorp
EGBN
$877M
$2.81M 0.12%
46,014
– –
AAN.A
117
DELISTED
The Aaron's Company Inc Class A
AAN.A
$2.79M 0.12%
+87,319
New +$2.79M
MBTF
118
DELISTED
MBT Financial Corporation
MBTF
$2.68M 0.12%
236,063
-691,607
-75% -$6.73M
KMI icon
119
Kinder Morgan
KMI
$71.4B
$2.61M 0.11%
126,163
– –
FCB
120
DELISTED
FCB Financial Holdings, Inc.
FCB
$2.57M 0.11%
53,788
– –
CACB
121
DELISTED
Cascade Bancorp
CACB
$2.56M 0.11%
314,674
-3,288,812
-91% -$22.8M
BLK icon
122
Blackrock
BLK
$183B
$2.49M 0.11%
6,541
-3,178
-33% -$1.17M
KFY icon
123
Korn Ferry
KFY
$4.36B
$2.41M 0.11%
+82,020
New +$2M
BPOP icon
124
Popular Inc
BPOP
$11.3B
$2.34M 0.1%
53,325
– –
RY icon
125
Royal Bank of Canada
RY
$299B
$2.2M 0.1%
32,456
– –
3 4
5
6 7

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Basswood Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Basswood Capital Management held 185 positions worth $2.27B, up 8.6% from $2.09B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Basswood Capital Management withdrew a net $346M in Q4 2016, closing 29 positions and reducing 48 holdings. Its most notable exit was Opus Bank Common Stock, an estimated $27.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 76% of assets, down from 79% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Basswood Capital Management opened a new position in Ally Financial worth $25.4M.

  • Basswood Capital Management's largest Q4 2016 buy was Ally Financial: 1,336,148 shares worth $25.4M.
  • Basswood Capital Management added most to Astoria Financial Corporation in Q4 2016, an estimated $67.4M increase.
  • Basswood Capital Management's biggest Q4 2016 reduction was Regions Financial, cutting an estimated $198M.
  • Basswood Capital Management fully exited Opus Bank Common Stock in Q4 2016, selling an estimated $27.3M.
  • Basswood Capital Management's ten largest holdings make up 36% of its $2.27B portfolio in Q4 2016.
  • Basswood Capital Management opened 26 new positions and closed 29 in Q4 2016.
  • Basswood Capital Management's portfolio value rose 8.6% quarter-over-quarter to $2.27B.

Based on Basswood Capital Management's 13F filing for Q4 2016, filed 13 Feb 2017.