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BCM

Basswood Capital Management Portfolio holdings

AUM $2.12B
1-Year Est. Return 19.53%
This Fund
S&P 500
This Quarter Est. Return
+28.18%
1 Year Est. Return
+19.53%
3 Year Est. Return
+97.96%
5 Year Est. Return
+81.32%
10 Year Est. Return
+345.86%
AUM
$2.27B
AUM Growth
+$179M
Cap. Flow
-$346M
Cap. Flow %
-15.23%
Top 10 Hldgs %
36%
Holding
185
New
26
Increased
37
Reduced
48
Closed
29

Top Buys

Rank Stock Value
1
AF
Astoria Financial Corporation
AF
+$67.4M
2
ALLY icon
Ally Financial
ALLY
+$25.7M
3
DCOM icon
Dime Commercial Bancshares
DCOM
+$25.5M
4
BAC icon
Bank of America
BAC
+$18.8M
5
FAF icon
First American
FAF
+$16.6M

Top Sells

Rank Stock Value
1
RF icon
Regions Financial
RF
+$198M
2
KEY icon
KeyCorp
KEY
+$32.7M
3
OPB
Opus Bank Common Stock
OPB
+$27.3M
4
SIVB
SVB Financial Group
SIVB
+$27M
5
HBAN icon
Huntington Bancshares
HBAN
+$26.4M

Sector Composition

Rank Sector Weight
1 Financials 75.83%
2 Consumer Discretionary 8.39%
3 Industrials 8.06%
4 Technology 2.76%
5 Real Estate 0.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PACW
26
DELISTED
PacWest Bancorp
PACW
$25.8M 1.14%
474,460
+1
+0% +$48
ALLY icon
27
Ally Financial
ALLY
$13.3B
$25.4M 1.12%
+1,336,148
New +$25.7M
BMTC
28
DELISTED
Bryn Mawr Bank Corp
BMTC
$25.2M 1.11%
597,804
+7,272
+1% +$257K
GBNK
29
DELISTED
Guaranty Bancorp
GBNK
$24.5M 1.08%
1,010,903
-284,212
-22% -$5.78M
TFIN icon
30
Triumph Financial Inc
TFIN
$1.83B
$23.9M 1.05%
912,517
+38,833
+4% +$828K
IBCP icon
31
Independent Bank Corp
IBCP
$845M
$22.5M 0.99%
1,037,940
– –
BANR icon
32
Banner Corp
BANR
$2.47B
$22.2M 0.98%
397,272
-200,426
-34% -$9.83M
OMF icon
33
OneMain Financial
OMF
$7.31B
$22.1M 0.97%
997,082
+189,725
+23% +$4.66M
FITB
34
Fifth Third Bancorp
FITB
$52.3B
$21.9M 0.96%
811,126
-136,890
-14% -$3.28M
BMRC icon
35
Bank of Marin Bancorp
BMRC
$463M
$21.5M 0.94%
615,354
-86,482
-12% -$2.59M
ZION icon
36
Zions Bancorporation
ZION
$10.4B
$21.2M 0.93%
493,315
-36,152
-7% -$1.33M
FRBK
37
DELISTED
Republic First Bancorp Inc
FRBK
$20.8M 0.92%
2,492,599
+824,255
+49% +$4.56M
FFWM
38
DELISTED
First Foundation Inc
FFWM
$20.5M 0.9%
1,440,564
+353,058
+32% +$4.7M
OC icon
39
Owens Corning
OC
$12.1B
$19.4M 0.86%
377,054
– –
AX icon
40
Axos Financial
AX
$5.68B
$19.2M 0.85%
674,091
-324,638
-33% -$7.73M
HON icon
41
Honeywell
HON
$73.1B
$18.9M 0.83%
180,606
-963
-0.5% -$97.9K
PFBC icon
42
Preferred Bank
PFBC
$1.27B
$18.9M 0.83%
359,609
-215,152
-37% -$9.11M
KEY icon
43
KeyCorp
KEY
$24.5B
$18.6M 0.82%
1,016,527
-2,073,914
-67% -$32.7M
PFSI icon
44
PennyMac Financial
PFSI
$3.95B
$18.4M 0.81%
1,104,412
+643,445
+140% +$10.9M
TCF
45
DELISTED
TCF Financial Corporation
TCF
$18.3M 0.81%
+934,501
New +$15.4M
BECN
46
DELISTED
Beacon Roofing Supply, Inc.
BECN
$16.3M 0.72%
354,004
– –
EWBC icon
47
East-West Bancorp
EWBC
$18.3B
$14.7M 0.64%
288,480
-119,558
-29% -$5.32M
CAC icon
48
Camden National
CAC
$982M
$14.5M 0.64%
325,260
– –
WTFC icon
49
Wintrust Financial
WTFC
$10.9B
$14.4M 0.63%
+198,142
New +$12.3M
WFBI
50
DELISTED
WashingtonFirst Bankshares Inc
WFBI
$14.3M 0.63%
492,584
-5,010
-1% -$126K
1
2
3 4 5

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Basswood Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Basswood Capital Management held 185 positions worth $2.27B, up 8.6% from $2.09B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Basswood Capital Management withdrew a net $346M in Q4 2016, closing 29 positions and reducing 48 holdings. Its most notable exit was Opus Bank Common Stock, an estimated $27.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 76% of assets, down from 79% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Basswood Capital Management opened a new position in Ally Financial worth $25.4M.

  • Basswood Capital Management's largest Q4 2016 buy was Ally Financial: 1,336,148 shares worth $25.4M.
  • Basswood Capital Management added most to Astoria Financial Corporation in Q4 2016, an estimated $67.4M increase.
  • Basswood Capital Management's biggest Q4 2016 reduction was Regions Financial, cutting an estimated $198M.
  • Basswood Capital Management fully exited Opus Bank Common Stock in Q4 2016, selling an estimated $27.3M.
  • Basswood Capital Management's ten largest holdings make up 36% of its $2.27B portfolio in Q4 2016.
  • Basswood Capital Management opened 26 new positions and closed 29 in Q4 2016.
  • Basswood Capital Management's portfolio value rose 8.6% quarter-over-quarter to $2.27B.

Based on Basswood Capital Management's 13F filing for Q4 2016, filed 13 Feb 2017.