Basso Capital Management’s State Street Financial Select Sector SPDR ETF XLF Stock Holding History

Basso Capital Management’s Portfolio XLF Stock Details XLF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-100,000	Closed	-$2.33M	–	161
2016 Q4	$2.33M	Sell	100,000 -50,000	-33%	-$1.07M	0.35%	63
2016 Q3	$2.9M	Buy	+150,000	New	+$3.09M	0.43%	50
2013 Q3	–	Sell	-170,872	Closed	-$2.92M	–	115
2013 Q2	$2.92M	Buy	+170,872	New	+$2.87M	0.55%	39

Other funds holding XLF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Clal Insurance Tel-Aviv, Israel $16.6B AUM 68.34% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Basso Capital Management's XLF Position: Q3 2013 in Review

Basso Capital Management sold out of State Street Financial Select Sector SPDR ETF (XLF) in Q3 2013, closing a stake of 39,870 shares — an estimated $681K sold.

Basso Capital Management first reported a position in XLF in Q2 2013 and held it in 1 quarter. The position peaked at $681K in Q2 2013. 434 funds tracked by Wall St. Rank hold XLF as of Q3 2013.

Basso Capital Management reported no remaining State Street Financial Select Sector SPDR ETF position as of Q3 2013 after selling out during the quarter.
Basso Capital Management sold 39,870 State Street Financial Select Sector SPDR ETF shares in Q3 2013, an estimated $681K.
Basso Capital Management first reported a position in State Street Financial Select Sector SPDR ETF in Q2 2013 and held it in 1 quarter.
Basso Capital Management's State Street Financial Select Sector SPDR ETF position peaked at $681K in Q2 2013.
434 funds tracked by Wall St. Rank held State Street Financial Select Sector SPDR ETF as of Q3 2013.

Based on Basso Capital Management's 13F filing for Q3 2013, filed 13 Nov 2013.