Barings’s Western Alliance Bancorporation WAL Stock Holding History

Barings’s Portfolio WAL Stock Details WAL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-5,600	Closed	-$258K	–	686
2019 Q3	$258K	Hold	5,600	–	–	0.01%	593
2019 Q2	$250K	Buy	+5,600	New	+$250K	0.01%	614
2018 Q4	–	Sell	-6,700	Closed	-$381K	–	771
2018 Q3	$381K	Hold	6,700	–	–	0.01%	681
2018 Q2	$379K	Sell	6,700 -3,900	-37%	-$234K	0.01%	705
2018 Q1	$616K	Buy	10,600 +4,900	+86%	+$290K	0.01%	636
2017 Q4	$323K	Sell	5,700 -16,000	-74%	-$891K	﹤0.01%	822
2017 Q3	$1.15M	Buy	21,700 +16,300	+302%	+$800K	0.02%	448
2017 Q2	$266K	Buy	+5,400	New	+$257K	0.01%	761
2016 Q3	–	Sell	-21,800	Closed	-$712K	–	908
2016 Q2	$712K	Buy	+21,800	New	+$766K	0.02%	569

Other funds holding WAL

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

ClearBridge Investments New York $121B AUM 27.52% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Victory Capital Management San Antonio, Texas $178B AUM 37.23% 1-Year Est. Return

Macquarie Group Sydney, NSW 2000, Australia $23.2B AUM 40.19% 1-Year Est. Return

DAM

Davis Asset Management Sausalito, California $3.95B AUM 11.79% 1-Year Est. Return

Barings's WAL Position: Q4 2019 in Review

Barings sold out of Western Alliance Bancorporation (WAL) in Q4 2019, closing a stake of 5,600 shares — an estimated $258K sold.

Barings first reported a position in WAL in Q2 2016 and held it in 9 quarters. The position peaked at $1.15M in Q3 2017. 371 funds tracked by Wall St. Rank hold WAL as of Q4 2019.

Barings reported no remaining Western Alliance Bancorporation position as of Q4 2019 after selling out during the quarter.
Barings sold 5,600 Western Alliance Bancorporation shares in Q4 2019, an estimated $258K.
Barings first reported a position in Western Alliance Bancorporation in Q2 2016 and held it in 9 quarters.
Barings's Western Alliance Bancorporation position peaked at $1.15M in Q3 2017.
371 funds tracked by Wall St. Rank held Western Alliance Bancorporation as of Q4 2019.

Based on Barings's 13F filing for Q4 2019, filed 14 Feb 2020.