Barings’s Signature Bank SBNY Stock Holding History

Barings’s Portfolio SBNY Stock Details SBNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-6,240	Closed	-$896K	–	919
2017 Q2	$896K	Sell	6,240 -330	-5%	-$46.8K	0.03%	492
2017 Q1	$975K	Buy	+6,570	New	+$1.02M	0.02%	530
2016 Q4	–	Sell	-2,090	Closed	-$248K	–	913
2016 Q3	$248K	Sell	2,090 -3,900	-65%	-$470K	0.01%	721
2016 Q2	$748K	Hold	5,990	–	–	0.02%	557
2016 Q1	$815K	Hold	5,990	–	–	0.02%	547
2015 Q4	$919K	Hold	5,990	–	–	0.02%	509
2015 Q3	$824K	Sell	5,990 -700	-10%	-$98.9K	0.02%	506
2015 Q2	$979K	Buy	6,690 +4,600	+220%	+$639K	0.03%	514
2015 Q1	$271K	Sell	2,090 -80	-4%	-$9.94K	0.01%	841
2014 Q4	$273K	Hold	2,170	–	–	0.01%	813
2014 Q3	$243K	Hold	2,170	–	–	0.01%	857
2014 Q2	$274K	Buy	2,170 +270	+14%	+$32.5K	0.01%	857
2014 Q1	$239K	Hold	1,900	–	–	0.01%	843
2013 Q4	$204K	Buy	+1,900	New	+$194K	0.01%	874

Other funds holding SBNY

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

ATO

Alecta Tjanstepension Omsesidigt Stockholm, Sweden $23.8B AUM 34.25% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.89% 1-Year Est. Return

Nordea Investment Management Stockholm, Sweden $123B AUM 38.85% 1-Year Est. Return

Parnassus Investments San Francisco, California $37.4B AUM 35.42% 1-Year Est. Return

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

Barings's SBNY Position: Q3 2017 in Review

Barings sold out of Signature Bank (SBNY) in Q3 2017, closing a stake of 6,240 shares — an estimated $896K sold.

Barings first reported a position in SBNY in Q4 2013 and held it in 14 quarters. The position peaked at $979K in Q2 2015. 371 funds tracked by Wall St. Rank hold SBNY as of Q3 2017.

Barings reported no remaining Signature Bank position as of Q3 2017 after selling out during the quarter.
Barings sold 6,240 Signature Bank shares in Q3 2017, an estimated $896K.
Barings first reported a position in Signature Bank in Q4 2013 and held it in 14 quarters.
Barings's Signature Bank position peaked at $979K in Q2 2015.
371 funds tracked by Wall St. Rank held Signature Bank as of Q3 2017.

Based on Barings's 13F filing for Q3 2017, filed 13 Nov 2017.