Barings’s Resource Capital Corp. RSO Stock Holding History

Barings’s Portfolio RSO Stock Details RSO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-8,750	Closed	-$135K	–	1005
2015 Q2	$135K	Hold	8,750	–	–	﹤0.01%	943
2015 Q1	$159K	Hold	8,750	–	–	﹤0.01%	932
2014 Q4	$176K	Hold	8,750	–	–	﹤0.01%	902
2014 Q3	$170K	Hold	8,750	–	–	﹤0.01%	923
2014 Q2	$197K	Hold	8,750	–	–	0.01%	935
2014 Q1	$195K	Hold	8,750	–	–	0.01%	888
2013 Q4	$208K	Hold	8,750	–	–	0.01%	865
2013 Q3	$208K	Hold	8,750	–	–	0.01%	872
2013 Q2	$215K	Buy	+8,750	New	+$224K	0.01%	823

Other funds holding RSO

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

REMS

Real Estate Management Services $167M AUM 37.69% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

GXMC

Global X Management Company New York $5.62B AUM 10.7% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Barings's RSO Position: Q3 2015 in Review

Barings sold out of Resource Capital Corp. (RSO) in Q3 2015, closing a stake of 8,750 shares — an estimated $135K sold.

Barings first reported a position in RSO in Q2 2013 and held it in 9 quarters. The position peaked at $215K in Q2 2013. 88 funds tracked by Wall St. Rank hold RSO as of Q3 2015.

Barings reported no remaining Resource Capital Corp. position as of Q3 2015 after selling out during the quarter.
Barings sold 8,750 Resource Capital Corp. shares in Q3 2015, an estimated $135K.
Barings first reported a position in Resource Capital Corp. in Q2 2013 and held it in 9 quarters.
Barings's Resource Capital Corp. position peaked at $215K in Q2 2013.
88 funds tracked by Wall St. Rank held Resource Capital Corp. as of Q3 2015.

Based on Barings's 13F filing for Q3 2015, filed 2 Nov 2015.