Barings’s Polaris PII Stock Holding History

Barings’s Portfolio PII Stock Details PII Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-4,580	Closed	-$560K	–	802
2018 Q2	$560K	Hold	4,580	–	–	0.01%	626
2018 Q1	$525K	Hold	4,580	–	–	0.01%	680
2017 Q4	$568K	Buy	+4,580	New	+$543K	0.01%	675
2016 Q4	–	Sell	-8,700	Closed	-$674K	–	893
2016 Q3	$674K	Buy	8,700 +2,450	+39%	+$213K	0.02%	516
2016 Q2	$511K	Hold	6,250	–	–	0.01%	646
2016 Q1	$616K	Hold	6,250	–	–	0.02%	621
2015 Q4	$537K	Hold	6,250	–	–	0.01%	634
2015 Q3	$749K	Hold	6,250	–	–	0.02%	534
2015 Q2	$926K	Hold	6,250	–	–	0.03%	532
2015 Q1	$882K	Hold	6,250	–	–	0.02%	542
2014 Q4	$945K	Hold	6,250	–	–	0.02%	481
2014 Q3	$936K	Sell	6,250 -1,260	-17%	-$182K	0.02%	483
2014 Q2	$978K	Hold	7,510	–	–	0.03%	509
2014 Q1	$1.05M	Buy	7,510 +3,900	+108%	+$526K	0.03%	452
2013 Q4	$526K	Sell	3,610 -1,090	-23%	-$146K	0.02%	599
2013 Q3	$607K	Buy	4,700 +1,500	+47%	+$168K	0.03%	558
2013 Q2	$304K	Buy	+3,200	New	+$290K	0.01%	732

Other funds holding PII

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $128B AUM 35.83% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

WRF

Waddell & Reed Financial Overland Park, Kansas $48.6B AUM 84.78% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

ACH

ArrowMark Colorado Holdings Denver, Colorado $2.4B AUM 42.85% 1-Year Est. Return

Barings's PII Position: Q3 2018 in Review

Barings sold out of Polaris (PII) in Q3 2018, closing a stake of 4,580 shares — an estimated $560K sold.

Barings first reported a position in PII in Q2 2013 and held it in 17 quarters. The position peaked at $1.05M in Q1 2014. 468 funds tracked by Wall St. Rank hold PII as of Q3 2018.

Barings reported no remaining Polaris position as of Q3 2018 after selling out during the quarter.
Barings sold 4,580 Polaris shares in Q3 2018, an estimated $560K.
Barings first reported a position in Polaris in Q2 2013 and held it in 17 quarters.
Barings's Polaris position peaked at $1.05M in Q1 2014.
468 funds tracked by Wall St. Rank held Polaris as of Q3 2018.

Based on Barings's 13F filing for Q3 2018, filed 26 Oct 2018.