Barings’s Polaris PII Stock Holding History

Barings’s Portfolio PII Stock Details PII Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-4,580	Closed	-$560K	–	802
2018 Q2	$560K	Hold	4,580	–	–	0.01%	626
2018 Q1	$525K	Hold	4,580	–	–	0.01%	680
2017 Q4	$568K	Buy	+4,580	New	+$543K	0.01%	675
2016 Q4	–	Sell	-8,700	Closed	-$674K	–	894
2016 Q3	$674K	Buy	8,700 +2,450	+39%	+$213K	0.03%	516
2016 Q2	$511K	Hold	6,250	–	–	0.02%	646
2016 Q1	$616K	Hold	6,250	–	–	0.03%	621
2015 Q4	$537K	Hold	6,250	–	–	0.02%	634
2015 Q3	$749K	Hold	6,250	–	–	0.03%	534
2015 Q2	$926K	Hold	6,250	–	–	0.03%	532
2015 Q1	$882K	Hold	6,250	–	–	0.03%	542
2014 Q4	$945K	Hold	6,250	–	–	0.04%	481
2014 Q3	$936K	Sell	6,250 -1,260	-17%	-$182K	0.03%	483
2014 Q2	$978K	Hold	7,510	–	–	0.03%	509
2014 Q1	$1.05M	Buy	7,510 +3,900	+108%	+$526K	0.04%	452
2013 Q4	$526K	Sell	3,610 -1,090	-23%	-$146K	0.02%	599
2013 Q3	$607K	Buy	4,700 +1,500	+47%	+$168K	0.03%	558
2013 Q2	$304K	Buy	+3,200	New	+$290K	0.01%	732

Other funds holding PII

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Manulife (Manufacturers Life Insurance)

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Capital Research Global Investors

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Wellington Management Group

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Waddell & Reed Financial Overland Park, Kansas $48.6B AUM 84.78% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

ArrowMark Colorado Holdings Denver, Colorado $3.76B AUM 21.77% 1-Year Est. Return