Barings’s Brookfield BN Stock Holding History

Barings’s Portfolio BN Stock Details BN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-31,531	Closed	-$501K	–	687
2018 Q3	$501K	Hold	31,531	–	–	0.01%	617
2018 Q2	$456K	Hold	31,531	–	–	0.01%	665
2018 Q1	$439K	Hold	31,531	–	–	0.01%	728
2017 Q4	$490K	Hold	31,531	–	–	0.01%	717
2017 Q3	$465K	Hold	31,531	–	–	0.01%	663
2017 Q2	$441K	Hold	31,531	–	–	0.01%	652
2017 Q1	$410K	Hold	31,531	–	–	0.01%	751
2016 Q4	$371K	Hold	31,531	–	–	0.01%	713
2016 Q3	$396K	Hold	31,531	–	–	0.01%	628
2016 Q2	$372K	Sell	31,531 -504	-2%	-$6.03K	0.01%	721
2016 Q1	$391K	Hold	32,035	–	–	0.01%	743
2015 Q4	$355K	Hold	32,035	–	–	0.01%	736
2015 Q3	$354K	Hold	32,035	–	–	0.01%	715
2015 Q2	$393K	Hold	32,035	–	–	0.01%	750
2015 Q1	$402K	Hold	32,035	–	–	0.01%	755
2014 Q4	$376K	Buy	+32,035	New	+$360K	0.01%	737

Other funds holding BN

PVI

Partners Value Investments Hamilton, Bermuda $9.8B AUM 0.07% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Fidelity International Hamilton, Bermuda $139B AUM 29.06% 1-Year Est. Return

TD Asset Management Toronto, Ontario, Canada $115B AUM 41.58% 1-Year Est. Return

BGC

Beutel, Goodman & Co Toronto, Ontario, Canada $13.6B AUM 17.82% 1-Year Est. Return

First Manhattan New York $39.2B AUM 21.04% 1-Year Est. Return

Mackenzie Financial Toronto Ontario, Ontario, Canada $100B AUM 36.93% 1-Year Est. Return

Barings's BN Position: Q4 2018 in Review

Barings sold out of Brookfield (BN) in Q4 2018, closing a stake of 31,531 shares — an estimated $501K sold.

Barings first reported a position in BN in Q4 2014 and held it in 16 quarters. The position peaked at $501K in Q3 2018. 450 funds tracked by Wall St. Rank hold BN as of Q4 2018.

Barings reported no remaining Brookfield position as of Q4 2018 after selling out during the quarter.
Barings sold 31,531 Brookfield shares in Q4 2018, an estimated $501K.
Barings first reported a position in Brookfield in Q4 2014 and held it in 16 quarters.
Barings's Brookfield position peaked at $501K in Q3 2018.
450 funds tracked by Wall St. Rank held Brookfield as of Q4 2018.

Based on Barings's 13F filing for Q4 2018, filed 7 Feb 2019.