Barclays’s ZAIS Group Holdings, Inc. ZAIS Stock Holding History

Barclays’s Portfolio ZAIS Stock Details ZAIS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-558	Closed	-$2K	–	6943
2016 Q2	$2K	Buy	+558	New	+$1.47K	﹤0.01%	6026
2015 Q4	–	Sell	-20	Closed	–	–	6968
2015 Q3	$0	Sell	20 -52	-72%	-$468	﹤0.01%	7221
2015 Q2	$1K	Buy	+72	New	+$743	﹤0.01%	6956

Other funds holding ZAIS

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

HCM

Howland Capital Management Boston, Massachusetts $2.77B AUM 19.56% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Barclays's ZAIS Position: Q3 2016 in Review

Barclays sold out of ZAIS Group Holdings, Inc. (ZAIS) in Q3 2016, closing a stake of 558 shares — an estimated $2K sold.

Barclays first reported a position in ZAIS in Q2 2015 and held it in 3 quarters. The position peaked at $2K in Q2 2016. 14 funds tracked by Wall St. Rank hold ZAIS as of Q3 2016.

Barclays reported no remaining ZAIS Group Holdings, Inc. position as of Q3 2016 after selling out during the quarter.
Barclays sold 558 ZAIS Group Holdings, Inc. shares in Q3 2016, an estimated $2K.
Barclays first reported a position in ZAIS Group Holdings, Inc. in Q2 2015 and held it in 3 quarters.
Barclays's ZAIS Group Holdings, Inc. position peaked at $2K in Q2 2016.
14 funds tracked by Wall St. Rank held ZAIS Group Holdings, Inc. as of Q3 2016.

Based on Barclays's 13F filing for Q3 2016, filed 14 Nov 2016.