Bank of Nova Scotia’s First Trust Europe AlphaDEX Fund FEP Stock Holding History

Bank of Nova Scotia’s Portfolio FEP Stock Details FEP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-235,364	Closed	-$8.3M	–	911
2019 Q2	$8.3M	Sell	235,364 -5,762	-2%	-$202K	0.03%	324
2019 Q1	$8.3M	Buy	+241,126	New	+$8.18M	0.03%	338
2018 Q3	–	Sell	-116,472	Closed	-$4.67M	–	890
2018 Q2	$4.67M	Sell	116,472 -26,458	-19%	-$1.06M	0.03%	358
2018 Q1	$5.85M	Buy	142,930 +133,166	+1,364%	+$5.36M	0.03%	364
2017 Q4	$354K	Buy	+9,764	New	+$372K	﹤0.01%	861

Other funds holding FEP

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Bank of Nova Scotia's FEP Position: Q3 2019 in Review

Bank of Nova Scotia sold out of First Trust Europe AlphaDEX Fund (FEP) in Q3 2019, closing a stake of 235,364 shares — an estimated $8.3M sold.

Bank of Nova Scotia first reported a position in FEP in Q4 2017 and held it in 5 quarters. The position peaked at $8.3M in Q2 2019. 91 funds tracked by Wall St. Rank hold FEP as of Q3 2019.

Bank of Nova Scotia reported no remaining First Trust Europe AlphaDEX Fund position as of Q3 2019 after selling out during the quarter.
Bank of Nova Scotia sold 235,364 First Trust Europe AlphaDEX Fund shares in Q3 2019, an estimated $8.3M.
Bank of Nova Scotia first reported a position in First Trust Europe AlphaDEX Fund in Q4 2017 and held it in 5 quarters.
Bank of Nova Scotia's First Trust Europe AlphaDEX Fund position peaked at $8.3M in Q2 2019.
91 funds tracked by Wall St. Rank held First Trust Europe AlphaDEX Fund as of Q3 2019.

Based on Bank of Nova Scotia's 13F filing for Q3 2019, filed 14 Nov 2019.