Bank of Nova Scotia’s BlackRock Enhanced Captial and Income Fund CII Stock Holding History

Bank of Nova Scotia’s Portfolio CII Stock Details CII Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-15,528	Closed	-$219K	–	856
2018 Q4	$219K	Sell	15,528 -1,507	-9%	-$23.3K	﹤0.01%	817
2018 Q3	$293K	Buy	+17,035	New	+$289K	﹤0.01%	812
2018 Q1	–	Sell	-70,073	Closed	-$1.15M	–	924
2017 Q4	$1.15M	Sell	70,073 -36,379	-34%	-$579K	0.01%	729
2017 Q3	$1.66M	Sell	106,452 -10,358	-9%	-$157K	0.01%	641
2017 Q2	$1.74M	Buy	116,810 +30,690	+36%	+$452K	0.01%	662
2017 Q1	$1.23M	Sell	86,120 -15,233	-15%	-$215K	0.01%	722
2016 Q4	$1.39M	Sell	101,353 -27,334	-21%	-$365K	0.01%	434
2016 Q3	$1.77M	Buy	128,687 +1,610	+1%	+$22.2K	0.01%	329
2016 Q2	$1.71M	Buy	+127,077	New	+$1.71M	0.01%	303
2016 Q1	–	Sell	-120,613	Closed	-$1.71M	–	713
2015 Q4	$1.71M	Buy	+120,613	New	+$1.71M	0.01%	351

Other funds holding CII

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

RAG

Roof Advisory Group Harrisburg, Pennsylvania $172M AUM 5.89% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of Nova Scotia's CII Position: Q1 2019 in Review

Bank of Nova Scotia sold out of BlackRock Enhanced Captial and Income Fund (CII) in Q1 2019, closing a stake of 15,528 shares — an estimated $219K sold.

Bank of Nova Scotia first reported a position in CII in Q4 2015 and held it in 10 quarters. The position peaked at $1.77M in Q3 2016. 75 funds tracked by Wall St. Rank hold CII as of Q1 2019.

Bank of Nova Scotia reported no remaining BlackRock Enhanced Captial and Income Fund position as of Q1 2019 after selling out during the quarter.
Bank of Nova Scotia sold 15,528 BlackRock Enhanced Captial and Income Fund shares in Q1 2019, an estimated $219K.
Bank of Nova Scotia first reported a position in BlackRock Enhanced Captial and Income Fund in Q4 2015 and held it in 10 quarters.
Bank of Nova Scotia's BlackRock Enhanced Captial and Income Fund position peaked at $1.77M in Q3 2016.
75 funds tracked by Wall St. Rank held BlackRock Enhanced Captial and Income Fund as of Q1 2019.

Based on Bank of Nova Scotia's 13F filing for Q1 2019, filed 15 May 2019.