Bank of New York Mellon’s OCATA THERAPEUTICS, INC. COMMON STOCK OCAT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-138,438	Closed	-$1.17M	–	4319
2015 Q4	$1.17M	Buy	138,438 +9,967	+8%	+$83.9K	﹤0.01%	3058
2015 Q3	$537K	Buy	128,471 +32,639	+34%	+$136K	﹤0.01%	3519
2015 Q2	$505K	Buy	+95,832	New	+$505K	﹤0.01%	3633