Bank of Montreal’s VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, UWTI Stock Holding History

Bank of Montreal’s Portfolio UWTI Stock Details UWTI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-1,485	Closed	-$158K	–	4572
2015 Q3	$158K	Buy	+1,485	New	+$210K	﹤0.01%	2372
2015 Q2	–	Sell	-3	Closed	-$1K	–	4253
2015 Q1	$1K	Buy	+3	New	+$896	﹤0.01%	3916

Other funds holding UWTI

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

SFFS

Stonehage Fleming Financial Services St. Helier, Jersey $2.75B AUM 13.81% 1-Year Est. Return

Jump Trading Chicago, Illinois $150M AUM 17.61% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

CMT Trading Chicago, Illinois $22.4M AUM 78.15% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 19.31% 1-Year Est. Return

Bank of Montreal's UWTI Position: Q4 2015 in Review

Bank of Montreal sold out of VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, (UWTI) in Q4 2015, closing a stake of 1,485 shares — an estimated $158K sold.

Bank of Montreal first reported a position in UWTI in Q1 2015 and held it in 2 quarters. The position peaked at $158K in Q3 2015. 45 funds tracked by Wall St. Rank hold UWTI as of Q4 2015.

Bank of Montreal reported no remaining VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, position as of Q4 2015 after selling out during the quarter.
Bank of Montreal sold 1,485 VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, shares in Q4 2015, an estimated $158K.
Bank of Montreal first reported a position in VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, in Q1 2015 and held it in 2 quarters.
Bank of Montreal's VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, position peaked at $158K in Q3 2015.
45 funds tracked by Wall St. Rank held VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, as of Q4 2015.

Based on Bank of Montreal's 13F filing for Q4 2015, filed 9 Feb 2016.