Bank of Montreal
SRNE

Bank of Montreal’s Sorrento Therapeutics, Inc. SRNE Stock Holding History

Bank of Montreal’s Portfolio SRNE Stock Details SRNE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q1 		– Sell
-33,243
Closed -$54.9K – 4456
2022
Q4 		$54.9K Sell
33,243
-1,570
-5% -$2.08K ﹤0.01% 3520
2022
Q3 		$73 Sell
34,813
-200,794
-85% -$455K ﹤0.01% 3544
2022
Q2 		$492 Buy
235,607
+178,716
+314% +$309K ﹤0.01% 2706
2022
Q1 		$144K Buy
56,891
+45,045
+380% +$140K ﹤0.01% 3567
2021
Q4 		$57K Sell
11,846
-1,578
-12% -$9.8K ﹤0.01% 3220
2021
Q3 		$105K Buy
13,424
+3,252
+32% +$27.6K ﹤0.01% 3441
2021
Q2 		$101K Sell
10,172
-62,959
-86% -$501K ﹤0.01% 3326
2021
Q1 		$566K Sell
73,131
-80,821
-52% -$853K ﹤0.01% 2564
2020
Q4 		$1.11M Buy
153,952
+128,294
+500% +$1.03M ﹤0.01% 2177
2020
Q3 		$272K Sell
25,658
-4,646
-15% -$42.5K ﹤0.01% 2595
2020
Q2 		$235K Buy
30,304
+28,734
+1,830% +$110K ﹤0.01% 2648
2020
Q1 		$3K Sell
1,570
-15,802
-91% -$45.5K ﹤0.01% 3816
2019
Q4 		$58K Sell
17,372
-158,613
-90% -$378K ﹤0.01% 3779
2019
Q3 		$376K Sell
175,985
-124,556
-41% -$290K ﹤0.01% 2575
2019
Q2 		$802K Buy
300,541
+9,780
+3% +$35.2K ﹤0.01% 2188
2019
Q1 		$1.38M Buy
290,761
+281,884
+3,175% +$740K ﹤0.01% 1880
2018
Q4 		$21K Sell
8,877
-147,909
-94% -$483K ﹤0.01% 3633
2018
Q3 		$690K Buy
156,786
+47,916
+44% +$266K ﹤0.01% 2173
2018
Q2 		$784K Buy
+108,870
New +$741K ﹤0.01% 2126
2017
Q2 		– Sell
-488
Closed -$2K – 4337
2017
Q1 		$2K Hold
488
– – ﹤0.01% 3846
2016
Q4 		$3K Hold
488
– – ﹤0.01% 3847
2016
Q3 		$4K Hold
488
– – ﹤0.01% 3767
2016
Q2 		$3K Buy
+488
New +$3.12K ﹤0.01% 3853

Other funds holding SRNE

PP
Paloma Partners Greenwich, Connecticut $177M AUM 286.05% 1-Year Est. Return
OCM
Oaktree Capital Management Los Angeles, California $5.91B AUM 42.97% 1-Year Est. Return
OFA
Oaktree Fund Advisors Los Angles, California $56.9M AUM 80.32% 1-Year Est. Return
CGA
Crescent Grove Advisors Lake Forest, Illinois $1.01B AUM 17.78% 1-Year Est. Return
LCM
Lattice Capital Management Kirkland, Washington $56.9M AUM 49.15% 1-Year Est. Return
STB
S&T Bank Indiana, Pennsylvania $268M AUM 39.92% 1-Year Est. Return
GA
GoalVest Advisory New York $539M AUM 27.49% 1-Year Est. Return
HFRG
Houlihan Financial Resource Group Ashburn, Virginia $257M AUM 14.19% 1-Year Est. Return
VFA
Valeo Financial Advisors Carmel, Indiana $4.74B AUM 27.69% 1-Year Est. Return
GBWM
Granite Bay Wealth Management Portsmouth, New Hampshire $470M AUM 15.4% 1-Year Est. Return