Baker Avenue Asset Management’s iShares ESG Aware 1-5 Year USD Corporate Bond ETF SUSB Stock Holding History

Baker Avenue Asset Management’s Portfolio SUSB Stock Details SUSB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-5,593	Closed	-$133K	–	1349
2023 Q3	$133K	Sell	5,593 -23,225	-81%	-$554K	0.01%	386
2023 Q2	$689K	Hold	28,818	–	–	0.03%	223
2023 Q1	$693K	Hold	28,818	–	–	0.04%	216
2022 Q4	$685K	Hold	28,818	–	–	0.04%	205
2022 Q3	$677K	Hold	28,818	–	–	0.04%	208
2022 Q2	$694K	Hold	28,818	–	–	0.05%	179
2022 Q1	$710K	Buy	28,818 +3,440	+14%	+$86.3K	0.04%	187
2021 Q4	$651K	Hold	25,378	–	–	0.03%	199
2021 Q3	$659K	Buy	25,378 +12,313	+94%	+$321K	0.04%	166
2021 Q2	$340K	Buy	+13,065	New	+$340K	0.02%	201

Other funds holding SUSB

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

FPF

First Pacific Financial Vancouver, Washington $839M AUM 19.87% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Baker Avenue Asset Management's SUSB Position: Q4 2023 in Review

Baker Avenue Asset Management sold out of iShares ESG Aware 1-5 Year USD Corporate Bond ETF (SUSB) in Q4 2023, closing a stake of 5,593 shares — an estimated $133K sold.

Baker Avenue Asset Management first reported a position in SUSB in Q2 2021 and held it in 10 quarters. The position peaked at $710K in Q1 2022. 266 funds tracked by Wall St. Rank hold SUSB as of Q4 2023.

Baker Avenue Asset Management reported no remaining iShares ESG Aware 1-5 Year USD Corporate Bond ETF position as of Q4 2023 after selling out during the quarter.
Baker Avenue Asset Management sold 5,593 iShares ESG Aware 1-5 Year USD Corporate Bond ETF shares in Q4 2023, an estimated $133K.
Baker Avenue Asset Management first reported a position in iShares ESG Aware 1-5 Year USD Corporate Bond ETF in Q2 2021 and held it in 10 quarters.
Baker Avenue Asset Management's iShares ESG Aware 1-5 Year USD Corporate Bond ETF position peaked at $710K in Q1 2022.
266 funds tracked by Wall St. Rank held iShares ESG Aware 1-5 Year USD Corporate Bond ETF as of Q4 2023.

Based on Baker Avenue Asset Management's 13F filing for Q4 2023, filed 13 Feb 2024.