Baker Avenue Asset Management’s Proofpoint, Inc. PFPT Stock Holding History

Baker Avenue Asset Management’s Portfolio PFPT Stock Details PFPT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-3,270	Closed	-$208K	–	248
2015 Q2	$208K	Sell	3,270 -4,180	-56%	-$246K	0.03%	229
2015 Q1	$441K	Sell	7,450 -14,310	-66%	-$770K	0.06%	162
2014 Q4	$1.05M	Sell	21,760 -1,380	-6%	-$59.1K	0.15%	109
2014 Q3	$859K	Sell	23,140 -2,110	-8%	-$78.7K	0.12%	120
2014 Q2	$946K	Buy	+25,250	New	+$807K	0.14%	124
2014 Q1	–	Sell	-9,000	Closed	-$299K	–	278
2013 Q4	$299K	Hold	9,000	–	–	0.06%	168
2013 Q3	$289K	Buy	+9,000	New	+$253K	0.06%	166

Other funds holding PFPT

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

RIM

RS Investment Management San Francisco, California $9.73B AUM 3.24% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

CCI

Columbus Circle Investors $2.28B AUM 135.57% 1-Year Est. Return

OppenheimerFunds New York $80.4B AUM 15.1% 1-Year Est. Return

EAM

Eagle Asset Management St Petersburg, Florida $19.6B AUM 41.58% 1-Year Est. Return

GGHC

Gilder Gagnon Howe & Co New York $8.34B AUM 46.58% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Baker Avenue Asset Management's PFPT Position: Q3 2015 in Review

Baker Avenue Asset Management sold out of Proofpoint, Inc. (PFPT) in Q3 2015, closing a stake of 3,270 shares — an estimated $208K sold.

Baker Avenue Asset Management first reported a position in PFPT in Q3 2013 and held it in 7 quarters. The position peaked at $1.05M in Q4 2014. 197 funds tracked by Wall St. Rank hold PFPT as of Q3 2015.

Baker Avenue Asset Management reported no remaining Proofpoint, Inc. position as of Q3 2015 after selling out during the quarter.
Baker Avenue Asset Management sold 3,270 Proofpoint, Inc. shares in Q3 2015, an estimated $208K.
Baker Avenue Asset Management first reported a position in Proofpoint, Inc. in Q3 2013 and held it in 7 quarters.
Baker Avenue Asset Management's Proofpoint, Inc. position peaked at $1.05M in Q4 2014.
197 funds tracked by Wall St. Rank held Proofpoint, Inc. as of Q3 2015.

Based on Baker Avenue Asset Management's 13F filing for Q3 2015, filed 16 Nov 2015.