Baird’s iShares US Financials ETF IYF Stock Holding History

Baird’s Portfolio IYF Stock Details IYF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-6,130	Closed	-$246K	–	1142
2013 Q4	$246K	Sell	6,130 -5,542	-47%	-$213K	﹤0.01%	1021
2013 Q3	$428K	Sell	11,672 -5,488	-32%	-$203K	0.01%	842
2013 Q2	$614K	Buy	+17,160	New	+$606K	0.01%	692

Other funds holding IYF

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

TFA

Transamerica Financial Advisors St. Petersburg, Florida $1.18B AUM 31.24% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

AAS

Annex Advisory Services Brookfield, Wisconsin $5.86B AUM 21.83% 1-Year Est. Return

Baird's IYF Position: Q1 2014 in Review

Baird sold out of iShares US Financials ETF (IYF) in Q1 2014, closing a stake of 6,130 shares — an estimated $246K sold.

Baird first reported a position in IYF in Q2 2013 and held it in 3 quarters. The position peaked at $614K in Q2 2013. 127 funds tracked by Wall St. Rank hold IYF as of Q1 2014.

Baird reported no remaining iShares US Financials ETF position as of Q1 2014 after selling out during the quarter.
Baird sold 6,130 iShares US Financials ETF shares in Q1 2014, an estimated $246K.
Baird first reported a position in iShares US Financials ETF in Q2 2013 and held it in 3 quarters.
Baird's iShares US Financials ETF position peaked at $614K in Q2 2013.
127 funds tracked by Wall St. Rank held iShares US Financials ETF as of Q1 2014.

Based on Baird's 13F filing for Q1 2014, filed 9 May 2014.