Bailard’s Neovasc Inc. NVCN Stock Holding History

Bailard’s Portfolio NVCN Stock Details NVCN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-13	Closed	-$20K	–	549
2018 Q1	$20K	Hold	13	–	–	﹤0.01%	474
2017 Q4	$198K	Sell	13 -10	-43%	-$275K	0.01%	423
2017 Q3	$968K	Hold	23	–	–	0.07%	166
2017 Q2	$786K	Hold	23	–	–	0.06%	185
2017 Q1	$871K	Hold	23	–	–	0.07%	180
2016 Q4	$985K	Buy	23 +2	+10%	+$48.1K	0.09%	164
2016 Q3	$279K	Hold	21	–	–	0.03%	264
2016 Q2	$273K	Hold	21	–	–	0.03%	250
2016 Q1	$2.21M	Buy	+21	New	+$1.98M	0.31%	59
2015 Q4	–	Sell	-12	Closed	-$1.52M	–	377
2015 Q3	$1.52M	Buy	12 +6	+100%	+$859K	0.24%	69
2015 Q2	$1.05M	Buy	+6	New	+$1.16M	0.16%	98

Other funds holding NVCN

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Magnetar Financial Evanston, Illinois $9.84B AUM 190.64% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Gagnon Advisors New York $136M AUM 21.55% 1-Year Est. Return

Gagnon Securities New York $433M AUM 29.08% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Bailard's NVCN Position: Q2 2018 in Review

Bailard sold out of Neovasc Inc. (NVCN) in Q2 2018, closing a stake of 13 shares — an estimated $20K sold.

Bailard first reported a position in NVCN in Q2 2015 and held it in 11 quarters. The position peaked at $2.21M in Q1 2016. 22 funds tracked by Wall St. Rank hold NVCN as of Q2 2018.

Bailard reported no remaining Neovasc Inc. position as of Q2 2018 after selling out during the quarter.
Bailard sold 13 Neovasc Inc. shares in Q2 2018, an estimated $20K.
Bailard first reported a position in Neovasc Inc. in Q2 2015 and held it in 11 quarters.
Bailard's Neovasc Inc. position peaked at $2.21M in Q1 2016.
22 funds tracked by Wall St. Rank held Neovasc Inc. as of Q2 2018.

Based on Bailard's 13F filing for Q2 2018, filed 8 Aug 2018.