Bailard’s Invesco Senior Loan ETF BKLN Stock Holding History

Bailard’s Portfolio BKLN Stock Details BKLN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-28,000	Closed	-$645K	–	219
2015 Q3	$645K	Hold	28,000	–	–	0.1%	122
2015 Q2	$666K	Hold	28,000	–	–	0.1%	120
2015 Q1	$675K	Hold	28,000	–	–	0.09%	129
2014 Q4	$673K	Hold	28,000	–	–	0.1%	128
2014 Q3	$680K	Buy	28,000 +16,000	+133%	+$394K	0.1%	108
2014 Q2	$298K	Hold	12,000	–	–	0.05%	182
2014 Q1	$298K	Buy	+12,000	New	+$298K	0.05%	176

Other funds holding BKLN

Aozora Bank Tokyo, Japan $199M AUM 0.15% 1-Year Est. Return

IndexIQ Advisors New York $2.82B AUM 12.48% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $128B AUM 35.83% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $3.19B AUM 24.42% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

HMC

Harvard Management Company Boston, Massachusetts $4.26B AUM 5.81% 1-Year Est. Return

Bailard's BKLN Position: Q4 2015 in Review

Bailard sold out of Invesco Senior Loan ETF (BKLN) in Q4 2015, closing a stake of 28,000 shares — an estimated $645K sold.

Bailard first reported a position in BKLN in Q1 2014 and held it in 7 quarters. The position peaked at $680K in Q3 2014. 260 funds tracked by Wall St. Rank hold BKLN as of Q4 2015.

Bailard reported no remaining Invesco Senior Loan ETF position as of Q4 2015 after selling out during the quarter.
Bailard sold 28,000 Invesco Senior Loan ETF shares in Q4 2015, an estimated $645K.
Bailard first reported a position in Invesco Senior Loan ETF in Q1 2014 and held it in 7 quarters.
Bailard's Invesco Senior Loan ETF position peaked at $680K in Q3 2014.
260 funds tracked by Wall St. Rank held Invesco Senior Loan ETF as of Q4 2015.

Based on Bailard's 13F filing for Q4 2015, filed 10 Feb 2016.