Bailard’s AngloGold Ashanti AU Stock Holding History

Bailard’s Portfolio AU Stock Details AU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-13,106	Closed	-$209K	–	304
2016 Q3	$209K	Sell	13,106 -18,000	-58%	-$342K	0.02%	304
2016 Q2	$562K	Buy	31,106 +1,106	+4%	+$16.8K	0.07%	191
2016 Q1	$460K	Buy	+30,000	New	+$325K	0.06%	158
2014 Q3	–	Sell	-13,000	Closed	-$224K	–	233
2014 Q2	$224K	Hold	13,000	–	–	0.03%	211
2014 Q1	$222K	Buy	+13,000	New	+$207K	0.04%	199

Other funds holding AU

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

Paulson & Co New York $3.11B AUM 94.93% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

AQR Capital Management Greenwich, Connecticut $218B AUM 29.41% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Mackenzie Financial Toronto Ontario, Ontario, Canada $83.3B AUM 31.19% 1-Year Est. Return

Bailard's AU Position: Q4 2016 in Review

Bailard sold out of AngloGold Ashanti (AU) in Q4 2016, closing a stake of 13,106 shares — an estimated $209K sold.

Bailard first reported a position in AU in Q1 2014 and held it in 5 quarters. The position peaked at $562K in Q2 2016. 174 funds tracked by Wall St. Rank hold AU as of Q4 2016.

Bailard reported no remaining AngloGold Ashanti position as of Q4 2016 after selling out during the quarter.
Bailard sold 13,106 AngloGold Ashanti shares in Q4 2016, an estimated $209K.
Bailard first reported a position in AngloGold Ashanti in Q1 2014 and held it in 5 quarters.
Bailard's AngloGold Ashanti position peaked at $562K in Q2 2016.
174 funds tracked by Wall St. Rank held AngloGold Ashanti as of Q4 2016.

Based on Bailard's 13F filing for Q4 2016, filed 10 Feb 2017.