B. Riley Wealth Management’s Invesco Solar ETF TAN Stock Holding History

B. Riley Wealth Management’s Portfolio TAN Stock Details TAN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-100	Closed	-$3K	–	674
2015 Q2	$3K	Hold	100	–	–	﹤0.01%	936
2015 Q1	$4K	Hold	100	–	–	﹤0.01%	894
2014 Q4	$3K	Sell	100 -850	-89%	-$30.4K	﹤0.01%	916
2014 Q3	$38K	Sell	950 -3,095	-77%	-$132K	0.03%	467
2014 Q2	$180K	Sell	4,045 -3,288	-45%	-$136K	0.12%	239
2014 Q1	$324K	Buy	+7,333	New	+$315K	0.24%	109

Other funds holding TAN

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

UOC

UBS O'Connor Chicago, Illinois $3.76B AUM 62.41% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

PCTC

Perkins Coie Trust Company Seattle, Washington $603M AUM 23.96% 1-Year Est. Return

B. Riley Wealth Management's TAN Position: Q3 2015 in Review

B. Riley Wealth Management sold out of Invesco Solar ETF (TAN) in Q3 2015, closing a stake of 100 shares — an estimated $3K sold.

B. Riley Wealth Management first reported a position in TAN in Q1 2014 and held it in 6 quarters. The position peaked at $324K in Q1 2014. 51 funds tracked by Wall St. Rank hold TAN as of Q3 2015.

B. Riley Wealth Management reported no remaining Invesco Solar ETF position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 100 Invesco Solar ETF shares in Q3 2015, an estimated $3K.
B. Riley Wealth Management first reported a position in Invesco Solar ETF in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's Invesco Solar ETF position peaked at $324K in Q1 2014.
51 funds tracked by Wall St. Rank held Invesco Solar ETF as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.