B. Riley Wealth Management’s Center Coast Brookfield MLP & Energy Infrastructure Fund CEN Stock Holding History

B. Riley Wealth Management’s Portfolio CEN Stock Details CEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-700	Closed	-$106K	–	804
2015 Q2	$106K	Buy	700 +400	+133%	+$65.1K	0.08%	265
2015 Q1	$52K	Sell	300 -1,173	-80%	-$219K	0.04%	402
2014 Q4	$261K	Sell	1,473 -30	-2%	-$5.69K	0.21%	121
2014 Q3	$293K	Buy	1,503 +3	+0.2%	+$588	0.22%	135
2014 Q2	$286K	Sell	1,500 -100	-6%	-$18.4K	0.19%	149
2014 Q1	$275K	Buy	+1,600	New	+$278K	0.2%	137

Other funds holding CEN

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

SFFS

Stonehage Fleming Financial Services St. Helier, Jersey $2.75B AUM 13.81% 1-Year Est. Return

B. Riley Wealth Management's CEN Position: Q3 2015 in Review

B. Riley Wealth Management sold out of Center Coast Brookfield MLP & Energy Infrastructure Fund (CEN) in Q3 2015, closing a stake of 700 shares — an estimated $106K sold.

B. Riley Wealth Management first reported a position in CEN in Q1 2014 and held it in 6 quarters. The position peaked at $293K in Q3 2014. 19 funds tracked by Wall St. Rank hold CEN as of Q3 2015.

B. Riley Wealth Management reported no remaining Center Coast Brookfield MLP & Energy Infrastructure Fund position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 700 Center Coast Brookfield MLP & Energy Infrastructure Fund shares in Q3 2015, an estimated $106K.
B. Riley Wealth Management first reported a position in Center Coast Brookfield MLP & Energy Infrastructure Fund in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's Center Coast Brookfield MLP & Energy Infrastructure Fund position peaked at $293K in Q3 2014.
19 funds tracked by Wall St. Rank held Center Coast Brookfield MLP & Energy Infrastructure Fund as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.