B. Riley Wealth Management’s BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares) BBL Stock Holding History

B. Riley Wealth Management’s Portfolio BBL Stock Details BBL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-300	Closed	-$11K	–	1020
2015 Q2	$11K	Buy	300 +100	+50%	+$4.42K	0.01%	734
2015 Q1	$8K	Buy	+200	New	+$9.04K	0.01%	798

Other funds holding BBL

PCM

Polaris Capital Management Boston, Massachusetts $1.22B AUM 26.01% 1-Year Est. Return

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $154B AUM 29.96% 1-Year Est. Return

NAMA

Nikko Asset Management Americas New York $7.07B AUM 50.91% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

TSW

Thompson Siegel & Walmsley Richmond, Virginia $5.7B AUM 6.69% 1-Year Est. Return

PTA

Pear Tree Advisors Lincoln, Massachusetts $238M AUM 3.59% 1-Year Est. Return

OSAM

O'Shaughnessy Asset Management Stamford, Connecticut $20.1B AUM 30.42% 1-Year Est. Return

B. Riley Wealth Management's BBL Position: Q3 2015 in Review

B. Riley Wealth Management sold out of BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares) (BBL) in Q3 2015, closing a stake of 300 shares — an estimated $11K sold.

B. Riley Wealth Management first reported a position in BBL in Q1 2015 and held it in 2 quarters. The position peaked at $11K in Q2 2015. 120 funds tracked by Wall St. Rank hold BBL as of Q3 2015.

B. Riley Wealth Management reported no remaining BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares) position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 300 BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares) shares in Q3 2015, an estimated $11K.
B. Riley Wealth Management first reported a position in BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares) in Q1 2015 and held it in 2 quarters.
B. Riley Wealth Management's BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares) position peaked at $11K in Q2 2015.
120 funds tracked by Wall St. Rank held BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares) as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.