B. Riley Wealth Management’s ARK Fintech Innovation ETF ARKF Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-4,868	Closed	-$240K	–	655
2021 Q3	$240K	Sell	4,868 -209	-4%	-$10.3K	0.02%	509
2021 Q2	$275K	Sell	5,077 -27	-0.5%	-$1.46K	0.03%	328
2021 Q1	$261K	Buy	5,104 +276	+6%	+$14.1K	0.03%	320
2020 Q4	$240K	Buy	+4,828	New	+$240K	0.03%	301