B. Riley Wealth Management’s ARK Blockchain & Fintech Innovation ETF ARKF Stock Holding History

B. Riley Wealth Management’s Portfolio ARKF Stock Details ARKF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-4,868	Closed	-$240K	–	655
2021 Q3	$240K	Sell	4,868 -209	-4%	-$10.9K	0.02%	509
2021 Q2	$275K	Sell	5,077 -27	-0.5%	-$1.38K	0.03%	328
2021 Q1	$261K	Buy	5,104 +276	+6%	+$15K	0.03%	320
2020 Q4	$240K	Buy	+4,828	New	+$218K	0.03%	301

Other funds holding ARKF

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

National Bank of Canada Montreal, Quebec, Canada $112B AUM 31.26% 1-Year Est. Return

CCA

Conservest Capital Advisors Wynnewood, Pennsylvania $1.1B AUM 16.5% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

B. Riley Wealth Management's ARKF Position: Q4 2021 in Review

B. Riley Wealth Management sold out of ARK Blockchain & Fintech Innovation ETF (ARKF) in Q4 2021, closing a stake of 4,868 shares — an estimated $240K sold.

B. Riley Wealth Management first reported a position in ARKF in Q4 2020 and held it in 4 quarters. The position peaked at $275K in Q2 2021. 295 funds tracked by Wall St. Rank hold ARKF as of Q4 2021.

B. Riley Wealth Management reported no remaining ARK Blockchain & Fintech Innovation ETF position as of Q4 2021 after selling out during the quarter.
B. Riley Wealth Management sold 4,868 ARK Blockchain & Fintech Innovation ETF shares in Q4 2021, an estimated $240K.
B. Riley Wealth Management first reported a position in ARK Blockchain & Fintech Innovation ETF in Q4 2020 and held it in 4 quarters.
B. Riley Wealth Management's ARK Blockchain & Fintech Innovation ETF position peaked at $275K in Q2 2021.
295 funds tracked by Wall St. Rank held ARK Blockchain & Fintech Innovation ETF as of Q4 2021.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.