B. Riley Wealth Advisors’s iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019 VXZ Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2015
Q1
Sell
-31
Closed -$2 2339
2014
Q4
$2 Buy
+31
New +$2 ﹤0.01% 3462
2014
Q3
Sell
-38
Closed -$1.93K 2187
2014
Q2
$1.93K Buy
+38
New +$1.93K ﹤0.01% 2231
2013
Q3
Sell
-1,213
Closed -$112K 766
2013
Q2
$112K Buy
+1,213
New +$112K 0.04% 515