B. Riley Wealth Advisors’s Global X US Preferred ETF PFFD Stock Holding History

B. Riley Wealth Advisors’s Portfolio PFFD Stock Details PFFD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q4	$210K	Buy	+10,711	New	+$218K	0.01%	1023
2022 Q4	–	Sell	-12,897	Closed	-$265K	–	1566
2022 Q3	$265K	Sell	12,897 -3,308	-20%	-$71.5K	0.01%	1081
2022 Q2	$344K	Buy	16,205 +483	+3%	+$10.5K	0.01%	810
2022 Q1	$370K	Buy	15,722 +5,490	+54%	+$131K	0.01%	918
2021 Q4	$264K	Buy	+10,232	New	+$262K	0.01%	1140

Other funds holding PFFD

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Global X Japan Chiyoda-Ku, Tokyo, Japan $2.72B AUM 45.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

Full Sail Capital Oklahoma City, Oklahoma $1.81B AUM 10.99% 1-Year Est. Return

Lido Advisors Los Angeles, California $32.7B AUM 19.2% 1-Year Est. Return

State of Wisconsin - Board of Commissioners of Public Lands Madison, Wisconsin $152M AUM 0.51% 1-Year Est. Return

Carson Wealth (CWM LLC)

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return