B. Riley Wealth Advisors’s Nuveen ESG Emerging Markets Equity ETF NUEM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-9,299	Closed	-$301K	–	1466
2021 Q4	$301K	Sell	9,299 -720	-7%	-$23.3K	0.01%	1074
2021 Q3	$340K	Sell	10,019 -689	-6%	-$23.4K	0.01%	980
2021 Q2	$398K	Buy	10,708 +2,385	+29%	+$88.6K	0.01%	886
2021 Q1	$293K	Buy	+8,323	New	+$293K	0.01%	1014