BRWA
NPY

B. Riley Wealth Advisors’s NUVEEN (PA)PREM INCM MUNI FD-2 NPY Stock Holding History

B. Riley Wealth Advisors’s Portfolio NPY Stock Details NPY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		– Sell
-5,100
Closed -$68K – 783
2013
Q2 		$68K Buy
+5,100
New +$71.8K 0.02% 629

Other funds holding NPY

MSL
Mackay Shields LLC New York $2.73B AUM 2.13% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Deutsche Bank
Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return
HAIM
Hunter Associates Investment Management Pittsburgh, Pennsylvania $756M AUM 19.99% 1-Year Est. Return
CCWA
CLA (CliftonLarsonAllen) Wealth Advisors Minneapolis, Minnesota $7.61B AUM 16.44% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
TC
TFS Capital West Chester, Pennsylvania $255M AUM 32.31% 1-Year Est. Return

B. Riley Wealth Advisors's NPY Position: Q3 2013 in Review

B. Riley Wealth Advisors sold out of NUVEEN (PA)PREM INCM MUNI FD-2 (NPY) in Q3 2013, closing a stake of 5,100 shares — an estimated $68K sold.

B. Riley Wealth Advisors first reported a position in NPY in Q2 2013 and held it in 1 quarter. The position peaked at $68K in Q2 2013. 31 funds tracked by Wall St. Rank hold NPY as of Q3 2013.

  • B. Riley Wealth Advisors reported no remaining NUVEEN (PA)PREM INCM MUNI FD-2 position as of Q3 2013 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 5,100 NUVEEN (PA)PREM INCM MUNI FD-2 shares in Q3 2013, an estimated $68K.
  • B. Riley Wealth Advisors first reported a position in NUVEEN (PA)PREM INCM MUNI FD-2 in Q2 2013 and held it in 1 quarter.
  • B. Riley Wealth Advisors's NUVEEN (PA)PREM INCM MUNI FD-2 position peaked at $68K in Q2 2013.
  • 31 funds tracked by Wall St. Rank held NUVEEN (PA)PREM INCM MUNI FD-2 as of Q3 2013.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2013, filed 21 Oct 2013.