B. Riley Wealth Advisors’s iPath ETNs Linked to the MSCI India Total Return Index INP Stock Holding History

B. Riley Wealth Advisors’s Portfolio INP Stock Details INP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-7,395	Closed	-$654K	–	740
2017 Q4	$654K	Hold	7,395	–	–	0.09%	252
2017 Q3	$586K	Buy	+7,395	New	+$602K	0.1%	231

Other funds holding INP

Panagora Asset Management Boston, Massachusetts $26.7B AUM 36.4% 1-Year Est. Return

Banque Pictet & Cie Geneva 73, Switzerland $8.63B AUM 20.68% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jane Street New York $93.1B AUM 61.18% 1-Year Est. Return

Fernwood Investment Management Quincy, Massachusetts $288M AUM 33.54% 1-Year Est. Return

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

Bank of New York Mellon

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Prudential Financial

Prudential Financial Newark, New Jersey $81.2B AUM 27.81% 1-Year Est. Return

Gould Asset Management Claremont, California $576M AUM 12.34% 1-Year Est. Return

FFT Wealth Management Philadelphia, Pennsylvania $552M AUM 16.82% 1-Year Est. Return