B. Riley Wealth Advisors’s FT Vest US Equity Moderate Buffer ETF September GSEP Stock Holding History

B. Riley Wealth Advisors’s Portfolio GSEP Stock Details GSEP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$253K	Buy	+6,000	New	+$250K	0.01%	824
2026 Q1	–	Sell	-9,000	Closed	-$349K	–	996
2025 Q4	$349K	Hold	9,000	–	–	0.02%	650
2025 Q3	$343K	Buy	+9,000	New	+$337K	0.02%	665

Other funds holding GSEP

HAS

HBW Advisory Services Simi Valley, California $1.01B AUM 17.08% 1-Year Est. Return

NAM

NorthCrest Asset Manangement Plymouth, Minnesota $4.24B AUM 32.82% 1-Year Est. Return

SAW

Signal Advisors Wealth Detroit, Michigan $2.27B AUM 16.1% 1-Year Est. Return

Farther Finance Advisors San Francisco, California $14.2B AUM 18.33% 1-Year Est. Return

CoreCap Advisors Southfield, Michigan $3.48B AUM 21.43% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $67.3B AUM 21.9% 1-Year Est. Return

NWMP

Noble Wealth Management PBC Greenwood Village, Colorado $223M AUM 7.64% 1-Year Est. Return

LSL

Legacy Solutions LLC Kennett Square, Pennsylvania $131M AUM 12.31% 1-Year Est. Return

B. Riley Wealth Advisors's GSEP Position: Q3 2026 in Review

B. Riley Wealth Advisors opened a new position in FT Vest US Equity Moderate Buffer ETF September (GSEP) in Q3 2026: 6,000 shares worth $253K. The stake represents 0.01% of the portfolio and ranks #824 among its holdings. This is a return to the name: B. Riley Wealth Advisors previously reported a position in GSEP as recently as Q4 2025.

B. Riley Wealth Advisors first reported a position in GSEP in Q3 2025 and has held it in 3 quarters since. The position peaked at $349K in Q4 2025. 9 funds tracked by Wall St. Rank hold GSEP as of Q3 2026.

B. Riley Wealth Advisors held 6,000 shares of FT Vest US Equity Moderate Buffer ETF September worth $253K as of Q3 2026.
FT Vest US Equity Moderate Buffer ETF September was a new B. Riley Wealth Advisors position in Q3 2026.
FT Vest US Equity Moderate Buffer ETF September made up 0.01% of B. Riley Wealth Advisors's portfolio in Q3 2026, its #824 holding.
B. Riley Wealth Advisors first reported a position in FT Vest US Equity Moderate Buffer ETF September in Q3 2025 and has held it in 3 quarters since.
B. Riley Wealth Advisors's FT Vest US Equity Moderate Buffer ETF September position peaked at $349K in Q4 2025.
9 funds tracked by Wall St. Rank held FT Vest US Equity Moderate Buffer ETF September as of Q3 2026.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2026, filed 13 Oct 2026.