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B. Riley Wealth Advisors’s FT Vest US Equity Moderate Buffer ETF September GSEP Stock Holding History

B. Riley Wealth Advisors’s Portfolio GSEP Stock Details GSEP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-9,000
Closed -$349K – 996
2025
Q4 		$349K Hold
9,000
– – 0.02% 650
2025
Q3 		$343K Buy
+9,000
New +$337K 0.02% 665

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Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
MCM
MAI Capital Management Independence, Ohio $17.7B AUM 18.87% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return
PIS
POM Investment Strategies Raleigh, North Carolina $88.3M AUM 14.86% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
FWM
FSR Wealth Management Elmhurst, Illinois $87.8M AUM 10.63% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

B. Riley Wealth Advisors's GSEP Position: Q1 2026 in Review

B. Riley Wealth Advisors sold out of FT Vest US Equity Moderate Buffer ETF September (GSEP) in Q1 2026, closing a stake of 9,000 shares — an estimated $349K sold.

B. Riley Wealth Advisors first reported a position in GSEP in Q3 2025 and held it in 2 quarters. The position peaked at $349K in Q4 2025. 120 funds tracked by Wall St. Rank hold GSEP as of Q1 2026.

  • B. Riley Wealth Advisors reported no remaining FT Vest US Equity Moderate Buffer ETF September position as of Q1 2026 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 9,000 FT Vest US Equity Moderate Buffer ETF September shares in Q1 2026, an estimated $349K.
  • B. Riley Wealth Advisors first reported a position in FT Vest US Equity Moderate Buffer ETF September in Q3 2025 and held it in 2 quarters.
  • B. Riley Wealth Advisors's FT Vest US Equity Moderate Buffer ETF September position peaked at $349K in Q4 2025.
  • 120 funds tracked by Wall St. Rank held FT Vest US Equity Moderate Buffer ETF September as of Q1 2026.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2026, filed 27 Apr 2026.