BRWA
ETFC

B. Riley Wealth Advisors’s E*Trade Financial Corporation ETFC Stock Holding History

B. Riley Wealth Advisors’s Portfolio ETFC Stock Details ETFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q1 		– Sell
-1,373
Closed -$33K – 2238
2014
Q4 		$33K Buy
+1,373
New +$30.8K ﹤0.01% 2313
2014
Q3 		– Sell
-713
Closed -$15.2K – 2100
2014
Q2 		$15.2K Buy
+713
New +$15K ﹤0.01% 1604

Other funds holding ETFC

Fidelity Investments
Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
JHIU
Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
BRC
Blue Ridge Capital New York $215M AUM
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
SC
Samlyn Capital New York $6.14B AUM 42.05% 1-Year Est. Return

B. Riley Wealth Advisors's ETFC Position: Q1 2015 in Review

B. Riley Wealth Advisors sold out of E*Trade Financial Corporation (ETFC) in Q1 2015, closing a stake of 1,373 shares — an estimated $33K sold.

B. Riley Wealth Advisors first reported a position in ETFC in Q2 2014 and held it in 2 quarters. The position peaked at $33K in Q4 2014. 347 funds tracked by Wall St. Rank hold ETFC as of Q1 2015.

  • B. Riley Wealth Advisors reported no remaining E*Trade Financial Corporation position as of Q1 2015 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 1,373 E*Trade Financial Corporation shares in Q1 2015, an estimated $33K.
  • B. Riley Wealth Advisors first reported a position in E*Trade Financial Corporation in Q2 2014 and held it in 2 quarters.
  • B. Riley Wealth Advisors's E*Trade Financial Corporation position peaked at $33K in Q4 2014.
  • 347 funds tracked by Wall St. Rank held E*Trade Financial Corporation as of Q1 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.