B. Riley Wealth Advisors’s FT Vest US Equity Deep Buffer ETF November DNOV Stock Holding History

B. Riley Wealth Advisors’s Portfolio DNOV Stock Details DNOV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-7,824	Closed	-$284K	–	1551
2023 Q2	$284K	Sell	7,824 -9,277	-54%	-$323K	0.01%	1149
2023 Q1	$586K	Sell	17,101 -1,020	-6%	-$34.2K	0.02%	740
2022 Q4	$592K	Sell	18,121 -35,476	-66%	-$1.17M	0.02%	723
2022 Q3	$1.74M	Buy	53,597 +29,439	+122%	+$967K	0.05%	337
2022 Q2	$783K	Buy	+24,158	New	+$802K	0.03%	495
2022 Q1	–	Sell	-7,587	Closed	-$268K	–	1414
2021 Q4	$268K	Buy	+7,587	New	+$266K	0.01%	1131

Other funds holding DNOV

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

BFG

Beacon Financial Group Dallas, Texas $1.1B AUM 21.5% 1-Year Est. Return

OAJ

Ogorek Anthony Joseph Williamsville, New York $365M AUM 18.21% 1-Year Est. Return

IFP Advisors Tampa, Florida $4.82B AUM 20.19% 1-Year Est. Return

EWM

Echo Wealth Management Plymouth, Minnesota $174M AUM 12.5% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return

TLA

Tanglewood Legacy Advisors Houston, Texas $276M AUM 16.97% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

B. Riley Wealth Advisors's DNOV Position: Q3 2023 in Review

B. Riley Wealth Advisors sold out of FT Vest US Equity Deep Buffer ETF November (DNOV) in Q3 2023, closing a stake of 7,824 shares — an estimated $284K sold.

B. Riley Wealth Advisors first reported a position in DNOV in Q4 2021 and held it in 6 quarters. The position peaked at $1.74M in Q3 2022. 80 funds tracked by Wall St. Rank hold DNOV as of Q3 2023.

B. Riley Wealth Advisors reported no remaining FT Vest US Equity Deep Buffer ETF November position as of Q3 2023 after selling out during the quarter.
B. Riley Wealth Advisors sold 7,824 FT Vest US Equity Deep Buffer ETF November shares in Q3 2023, an estimated $284K.
B. Riley Wealth Advisors first reported a position in FT Vest US Equity Deep Buffer ETF November in Q4 2021 and held it in 6 quarters.
B. Riley Wealth Advisors's FT Vest US Equity Deep Buffer ETF November position peaked at $1.74M in Q3 2022.
80 funds tracked by Wall St. Rank held FT Vest US Equity Deep Buffer ETF November as of Q3 2023.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.