B. Riley Wealth Advisors’s U.S. Small Cap Portfolio ETF Class Shares DFAS Stock Holding History

B. Riley Wealth Advisors’s Portfolio DFAS Stock Details DFAS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$466K	Sell	6,022 -22	-0.4%	-$1.79K	0.02%	593
2026 Q2	$495K	Buy	6,044 +7	+0.1%	+$542	0.03%	478
2026 Q1	$418K	Sell	6,037 -6,884	-53%	-$505K	0.03%	483
2025 Q4	$900K	Buy	12,921 +29	+0.2%	+$2K	0.04%	369
2025 Q3	$883K	Buy	12,892 +1,352	+12%	+$90.2K	0.04%	369
2025 Q2	$735K	Buy	11,540 +52	+0.5%	+$3.12K	0.03%	415
2025 Q1	$686K	Buy	11,488 +2,776	+32%	+$179K	0.02%	641
2024 Q4	$567K	Buy	8,712 +49	+0.6%	+$3.28K	0.02%	656
2024 Q3	$552K	Sell	8,663 -433	-5%	-$27.1K	0.02%	711
2024 Q2	$546K	Buy	9,096 +1,804	+25%	+$109K	0.01%	777
2024 Q1	$383K	Buy	7,292 +162	+2%	+$9.6K	0.01%	931
2023 Q4	$425K	Sell	7,130 -162	-2%	-$8.68K	0.01%	902
2023 Q3	$383K	Buy	+7,292	New	+$402K	0.01%	931

Other funds holding DFAS

Creative Planning Overland Park, Kansas $179B AUM 16.96% 1-Year Est. Return

Index Fund Advisors Irvine, California $2.37B AUM 16.24% 1-Year Est. Return

TCI Wealth Advisors Tucson, Arizona $2.49B AUM 17.07% 1-Year Est. Return

Root Financial Partners Encinitas, California $2.98B AUM 13.9% 1-Year Est. Return

Vise Technologies New York $12B AUM 18.78% 1-Year Est. Return

Confluence Wealth Services Mcmurray, Pennsylvania $3.81B AUM 14.14% 1-Year Est. Return

Midwest Trust Overland Park, Kansas $8.99B AUM 21.14% 1-Year Est. Return

Savant Capital Rockford, Illinois $35B AUM 15.18% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $313B AUM 26.62% 1-Year Est. Return

Plancorp LLC Saint Louis, Missouri $4.4B AUM 16.7% 1-Year Est. Return

B. Riley Wealth Advisors's DFAS Position: Q3 2026 in Review

B. Riley Wealth Advisors reduced its U.S. Small Cap Portfolio ETF Class Shares (DFAS) stake by 0.36% in Q3 2026, selling an estimated $1.79K and leaving 6,022 shares worth $466K. The position accounts for 0.02% of the portfolio, ranked #593.

B. Riley Wealth Advisors first reported a position in DFAS in Q3 2023 and has held it in 13 quarters since. The position peaked at $900K in Q4 2025. 626 funds tracked by Wall St. Rank hold DFAS as of Q3 2026.

B. Riley Wealth Advisors held 6,022 shares of U.S. Small Cap Portfolio ETF Class Shares worth $466K as of Q3 2026.
B. Riley Wealth Advisors sold 22 U.S. Small Cap Portfolio ETF Class Shares shares in Q3 2026, an estimated $1.79K.
U.S. Small Cap Portfolio ETF Class Shares made up 0.02% of B. Riley Wealth Advisors's portfolio in Q3 2026, its #593 holding.
B. Riley Wealth Advisors first reported a position in U.S. Small Cap Portfolio ETF Class Shares in Q3 2023 and has held it in 13 quarters since.
B. Riley Wealth Advisors's U.S. Small Cap Portfolio ETF Class Shares position peaked at $900K in Q4 2025.
626 funds tracked by Wall St. Rank held U.S. Small Cap Portfolio ETF Class Shares as of Q3 2026.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2026, filed 13 Oct 2026.