B. Riley Wealth Advisors’s China Automotive Systems CAAS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-3,800	Closed	-$27	–	762
2014 Q4	$27	Buy	+3,800	New	+$27	﹤0.01%	2405
2014 Q3	–	Sell	-3,800	Closed	-$33K	–	817
2014 Q2	$33K	Buy	+3,800	New	+$33K	0.01%	1211