BRWA
BUFS

B. Riley Wealth Advisors’s FT Vest Laddered Small Cap Moderate Buffer ETF BUFS Stock Holding History

B. Riley Wealth Advisors’s Portfolio BUFS Stock Details BUFS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q3 		– Sell
-53,149
Closed -$1.12M – 1193
2025
Q2 		$1.12M Buy
+53,149
New +$1.08M 0.05% 330
2024
Q4 		$307K Buy
+14,398
New +$310K 0.01% 862

Other funds holding BUFS

Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
NA
NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
GWM
Geneos Wealth Management Englewood, Colorado $4.31B AUM 18.36% 1-Year Est. Return
CWA
Centennial Wealth Advisory Traverse City, Michigan $463M AUM 19.66% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
SAM
Synergy Asset Management Vancouver, Washington $942M AUM 24.44% 1-Year Est. Return
IFG
Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return
SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return

B. Riley Wealth Advisors's BUFS Position: Q3 2025 in Review

B. Riley Wealth Advisors sold out of FT Vest Laddered Small Cap Moderate Buffer ETF (BUFS) in Q3 2025, closing a stake of 53,149 shares — an estimated $1.12M sold.

B. Riley Wealth Advisors first reported a position in BUFS in Q4 2024 and held it in 2 quarters. The position peaked at $1.12M in Q2 2025. 33 funds tracked by Wall St. Rank hold BUFS as of Q3 2025.

  • B. Riley Wealth Advisors reported no remaining FT Vest Laddered Small Cap Moderate Buffer ETF position as of Q3 2025 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 53,149 FT Vest Laddered Small Cap Moderate Buffer ETF shares in Q3 2025, an estimated $1.12M.
  • B. Riley Wealth Advisors first reported a position in FT Vest Laddered Small Cap Moderate Buffer ETF in Q4 2024 and held it in 2 quarters.
  • B. Riley Wealth Advisors's FT Vest Laddered Small Cap Moderate Buffer ETF position peaked at $1.12M in Q2 2025.
  • 33 funds tracked by Wall St. Rank held FT Vest Laddered Small Cap Moderate Buffer ETF as of Q3 2025.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2025, filed 31 Oct 2025.