B. Riley Wealth Advisors’s ARK Web x.0 ETF ARKW Stock Holding History

B. Riley Wealth Advisors’s Portfolio ARKW Stock Details ARKW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-1,539	Closed	-$227K	–	1082
2025 Q2	$227K	Buy	+1,539	New	+$176K	0.01%	832
2024 Q4	$287K	Buy	2,660 +231	+10%	+$23.2K	0.01%	881
2024 Q3	$202K	Sell	2,429 -334	-12%	-$26.4K	0.01%	1138
2024 Q2	$216K	Sell	2,763 -1,051	-28%	-$81.1K	0.01%	1196
2024 Q1	$207K	Sell	3,814 -605	-14%	-$45.9K	0.01%	1261
2023 Q4	$335K	Buy	4,419 +605	+16%	+$37.7K	0.01%	1001
2023 Q3	$207K	Sell	3,814 -410	-10%	-$24.3K	0.01%	1261
2023 Q2	$248K	Buy	+4,224	New	+$220K	0.01%	1226
2022 Q2	–	Sell	-4,080	Closed	-$356K	–	1242
2022 Q1	$356K	Sell	4,080 -2,631	-39%	-$238K	0.01%	931
2021 Q4	$796K	Sell	6,711 -1,364	-17%	-$193K	0.02%	609
2021 Q3	$1.13M	Buy	8,075 +170	+2%	+$25.1K	0.04%	479
2021 Q2	$1.22M	Sell	7,905 -1,090	-12%	-$156K	0.04%	456
2021 Q1	$1.33M	Buy	8,995 +5,988	+199%	+$966K	0.05%	407
2020 Q4	$440K	Buy	+3,007	New	+$385K	0.02%	583

Other funds holding ARKW

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Foundations Investment Advisors Phoenix, Arizona $8.06B AUM 24.97% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

Northwestern Mutual Wealth Management

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Quadrature Capital London, United Kingdom $8.4B AUM 63.34% 1-Year Est. Return

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

Carson Wealth (CWM LLC)

Carson Wealth (CWM LLC) Omaha, Nebraska $38B AUM 19.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return