B. Riley Financial’s Technology Select Sector SPDR Fund XLK Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-9,156	Closed	-$657K	–	305
2018 Q2	$657K	Sell	9,156 -224	-2%	-$16.1K	0.17%	107
2018 Q1	$614K	Buy	9,380 +3,108	+50%	+$203K	0.17%	130
2017 Q4	$401K	Buy	6,272 +430	+7%	+$27.5K	0.1%	178
2017 Q3	$345K	Buy	+5,842	New	+$345K	0.09%	199