B. Riley Financial’s State Street Technology Select Sector SPDR ETF XLK Stock Holding History

B. Riley Financial’s Portfolio XLK Stock Details XLK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-18,312	Closed	-$657K	–	308
2018 Q2	$657K	Sell	18,312 -448	-2%	-$15.4K	0.17%	111
2018 Q1	$614K	Buy	18,760 +6,216	+50%	+$209K	0.17%	134
2017 Q4	$401K	Buy	12,544 +860	+7%	+$27K	0.1%	188
2017 Q3	$345K	Buy	+11,684	New	+$337K	0.09%	209

Other funds holding XLK

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SGI

Swan Global Investments Durango, Colorado $3B AUM 15.66% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return

B. Riley Financial's XLK Position: Q3 2018 in Review

B. Riley Financial sold out of State Street Technology Select Sector SPDR ETF (XLK) in Q3 2018, closing a stake of 18,312 shares — an estimated $657K sold.

B. Riley Financial first reported a position in XLK in Q3 2017 and held it in 4 quarters. The position peaked at $657K in Q2 2018. 866 funds tracked by Wall St. Rank hold XLK as of Q3 2018.

B. Riley Financial reported no remaining State Street Technology Select Sector SPDR ETF position as of Q3 2018 after selling out during the quarter.
B. Riley Financial sold 18,312 State Street Technology Select Sector SPDR ETF shares in Q3 2018, an estimated $657K.
B. Riley Financial first reported a position in State Street Technology Select Sector SPDR ETF in Q3 2017 and held it in 4 quarters.
B. Riley Financial's State Street Technology Select Sector SPDR ETF position peaked at $657K in Q2 2018.
866 funds tracked by Wall St. Rank held State Street Technology Select Sector SPDR ETF as of Q3 2018.

Based on B. Riley Financial's 13F filing for Q3 2018, filed 13 Nov 2018.