B. Riley Financial’s State Street Financial Select Sector SPDR ETF XLF Stock Holding History

B. Riley Financial’s Portfolio XLF Stock Details XLF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-15,362	Closed	-$418K	–	306
2018 Q2	$418K	Sell	15,362 -15,832	-51%	-$437K	0.11%	161
2018 Q1	$860K	Buy	31,194 +4,166	+15%	+$120K	0.24%	103
2017 Q4	$754K	Sell	27,028 -1,196	-4%	-$32.2K	0.2%	120
2017 Q3	$730K	Buy	+28,224	New	+$704K	0.2%	123

Other funds holding XLF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

B. Riley Financial's XLF Position: Q3 2018 in Review

B. Riley Financial sold out of State Street Financial Select Sector SPDR ETF (XLF) in Q3 2018, closing a stake of 15,362 shares — an estimated $418K sold.

B. Riley Financial first reported a position in XLF in Q3 2017 and held it in 4 quarters. The position peaked at $860K in Q1 2018. 970 funds tracked by Wall St. Rank hold XLF as of Q3 2018.

B. Riley Financial reported no remaining State Street Financial Select Sector SPDR ETF position as of Q3 2018 after selling out during the quarter.
B. Riley Financial sold 15,362 State Street Financial Select Sector SPDR ETF shares in Q3 2018, an estimated $418K.
B. Riley Financial first reported a position in State Street Financial Select Sector SPDR ETF in Q3 2017 and held it in 4 quarters.
B. Riley Financial's State Street Financial Select Sector SPDR ETF position peaked at $860K in Q1 2018.
970 funds tracked by Wall St. Rank held State Street Financial Select Sector SPDR ETF as of Q3 2018.

Based on B. Riley Financial's 13F filing for Q3 2018, filed 13 Nov 2018.